DFX Intelligence

D•••••••• D•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

D•••••••• D•••••• M••••••••• L••

CRD 300750

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:e30092fb-36dd-79d3-2463-12038ffa3420

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 6
On other graphs: 1
Observed: Mar 31, 2022 to Mar 31, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

D•••••••• D•••••• M••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.4B••• Locked
Discretionary RAUM: $3.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 34

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D•••••••• V••••••• I••• L•••	Venture Capital Fund	$743M	Mar 29, 2024	153	Aug 11, 2022	reported	021-430673
D•••••••• V••••••• L•••	Other Private Fund	$616M	Mar 29, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••••• H•••••• L••• A• C••••• L•••••• C••••••	Owner	E	yes	05/2022	Nov 9, 2022	Mar 29, 2024
D•••••••• M••••••••• L••••••	Owner	E	yes	03/2022	Mar 31, 2022	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••• S•••••• L••	n/a	Former SEC adviser	$1.4B	N	yes	n/a
D•••••••• G• I•• L••	n/a	n/a	n/a	N	yes	n/a
D•••••••• G• I••• L••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.4B	$4.1B	-17.0%	$1.9B	21.1%	34	38	1	0

Relationships

Affiliated with (1)

→ M••• S•••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (8)

→ T••••••••• L•••Private fundHedge Fund, IA
Aug 11, 2022 to presentfactForm ADV
→ D•••••••• V••••••• I•• L•••Private fundVenture Capital Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ M••• S••••• E•••• L•••

Dated events

Occurred
Mar 31, 2025
Regulatory AUM changed
D•••••••• D•••••• M••••••••• L•• reported RAUM $4.1B, up 68% from $2.5B (2024-03-29 to 2025-03-31)
Form ADVobserved 7 days ago
$1.7B
Occurred
Mar 29, 2024
Regulatory AUM changed
D•••••••• D•••••• M••••••••• L•• reported RAUM $2.5B, up 27% from $1.9B (2023-07-18 to 2024-03-29)
Form ADVobserved 7 days ago
$532M
Occurred
Mar 30, 2023
Regulatory AUM changed
D•••••••• D•••••• M••••••••• L•• reported RAUM $1.9B, down 44% from $3.5B (2022-11-09 to 2023-03-30)
Form ADVobserved 7 days ago
$-1.5B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e30092fb-36dd-79d3-2463-12038ffa3420
First observed: Mar 31, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.