DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•••••••• D•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 31, 2022 · 9 filings
SEC status approved since May 3, 2022
RAUM
$3.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
7
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$3.4B as of Mar 31, 2026
Mar 30, 2023$1.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20230 then
Employees (5.A)34 as of Mar 31, 2026
Mar 30, 202341 then
Private funds7 as of Mar 31, 2026
Mar 30, 20239 then
RAUM -17% over the last fiscal year+21% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $246MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•••••••• V••••••• I••• L••• | Venture Capital Fund | $743M | 153 | Aug 11, 2022 |
| D•••••••• V••••••• L••• | Other Private Fund | $616M | 44 | Nov 10, 2019 |
| D•••••••• V••••••• I•• L••• | Venture Capital Fund | $452M | 77 | Mar 31, 2022 |
| M••• S••••• E•••• L••• | Hedge Fund | $437M | 115 | Jun 28, 2018 |
| M••• S••••• B•••••••• L••• | Hedge Fund | $200M | 96 | Jun 28, 2018 |
| E••••••••• L• | Hedge Fund | $21.7M | 20 | Mar 31, 2022 |
| T••••••••• L••• | Hedge Fund | $20.8M | 9 | Aug 11, 2022 |
| P•••••••• M•••••• L• | Hedge Fund | $160,023 | 1 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- H••••••••• S•••• · Chief Compliance Officer / Vp Of Operationscontrolsince 03/2022 · owns less than 5%
- F•••• B• · Managing Membercontrolsince 08/2019 · owns 75% or more of N•• S••••• V••••••• L••••••
- Q••••••• H•••••• A•••• · Co-Ownercontrolsince 05/2022 · owns 50% to 75% of D•••••••• H•••••• L••• A• C••••• L•••••• C••••••
Entity owners
- D•••••••• M••••••••• L•••••• · Ownerdirect · owns 75% or more
- D•••••••• H•••••• L••• A• C••••• L•••••• C•••••• · Ownerindirect · owns 75% or more of D•••••••• M••••••••• L••••••
- N•• S••••• V••••••• L•••••• · Co-Ownerindirect · owns 50% to 75% of D•••••••• H•••••• L••• A• C••••• L•••••• C••••••
Related persons
Schedule D 7.A
- D•••••••• G• I•• L••pooled vehicle sponsorn
- D•••••••• G• I••• L••pooled vehicle sponsorn
- D•••••••• G• L••pooled vehicle sponsorn
- D•••••••• M••••••••• L••••••investment adviserpooled vehicle sponsory
- D•••••••• O••••••••• L••pooled vehicle sponsorn
- M••• S••••• G•• L•••pooled vehicle sponsorn
- M••• S•••••• L••investment advisernRAUM $1.4B
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 13 to 14Sep 10, 2025 to Mar 31, 2026
- Pooled vehicle clients · 13 to 14Sep 10, 2025 to Mar 31, 2026
- Employees · 38 to 34Sep 10, 2025 to Mar 31, 2026
- Other offices · 0 to 1Sep 10, 2025 to Mar 31, 2026
- Private funds · 6 to 7Sep 10, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.1B to $3.4BSep 10, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.1B to $3.4BSep 10, 2025 to Mar 31, 2026
- RAUM · $4.1B to $3.4BSep 10, 2025 to Mar 31, 2026
- Accounts · 11 to 13Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 10 to 9Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 11 to 13Mar 29, 2024 to Mar 31, 2025
- Employees · 36 to 38Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- HQ city · OAKLAND to SAN FRANCISCOMar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.5B to $4.1BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.5B to $4.1BMar 29, 2024 to Mar 31, 2025
- RAUM · $2.5B to $4.1BMar 29, 2024 to Mar 31, 2025
- Accounts · 16 to 11Jul 18, 2023 to Mar 29, 2024
- Advisory employees · 14 to 10Jul 18, 2023 to Mar 29, 2024
- Pooled vehicle clients · 16 to 11Jul 18, 2023 to Mar 29, 2024
- Employees · 41 to 36Jul 18, 2023 to Mar 29, 2024
- Private funds · 9 to 6Jul 18, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.9B to $2.5BJul 18, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.9B to $2.5BJul 18, 2023 to Mar 29, 2024
- RAUM · $1.9B to $2.5BJul 18, 2023 to Mar 29, 2024
- Advisory employees · 11 to 14Nov 9, 2022 to Mar 30, 2023
- Employees · 19 to 41Nov 9, 2022 to Mar 30, 2023
- Discretionary RAUM · $3.5B to $1.9BNov 9, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $3.5B to $1.9BNov 9, 2022 to Mar 30, 2023
- RAUM · $3.5B to $1.9BNov 9, 2022 to Mar 30, 2023
- Accounts · 9 to 16Mar 31, 2022 to Aug 11, 2022
- Pooled vehicle clients · 9 to 16Mar 31, 2022 to Aug 11, 2022
- Private funds · 10 to 9Mar 31, 2022 to Aug 11, 2022
- Discretionary RAUM · $2.1B to $3.5BMar 31, 2022 to Aug 11, 2022
- Pooled vehicle RAUM · $2.1B to $3.5BMar 31, 2022 to Aug 11, 2022
- RAUM · $2.1B to $3.5BMar 31, 2022 to Aug 11, 2022
Signals
6 dated events
- D•••••••• D•••••• M••••••••• L•• reported RAUM $4.1B, up 68% from $2.5B (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- D•••••••• D•••••• M••••••••• L•• reported RAUM $2.5B, up 27% from $1.9B (2023-07-18 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- D•••••••• D•••••• M••••••••• L•• reported RAUM $1.9B, down 44% from $3.5B (2022-11-09 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- A•••• H••••• Q•••••• (Co-Owner) appeared on Schedule A of D•••••••• D•••••• M••••••••• L••Nov 9, 2022 · Control person joined · fact
- D•••••••• D•••••• M••••••••• L•• reported RAUM $3.5B, up 65% from $2.1B (2022-03-31 to 2022-08-11)Aug 11, 2022 · RAUM change · derived
- D•••••••• D•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 31, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- D•••••••• D•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dragonfly-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- dragonfly.xyzreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-795-8868reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026