DFX Intelligence

F••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

F••••• C•••••• M••••••••• L••

CRD 172198

BELLEVUE, WA

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Search this name across graphsid dfx:ria:e315e10d-8c59-4b66-8878-6c8c0278fb67

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 8
On other graphs: 0
Observed: Mar 30, 2018 to Apr 29, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.12 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2B••• Locked
Discretionary RAUM: $1.2B
Private client RAUM: $990Mderived••• Locked
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $77.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• R••••• B•••••••	n/a	BELLEVUE, WA	12	12	n/a	no
P••• E••• M•••••	Chartered Financial Analyst	BELLEVUE, WA	12	12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F••••• F••••••• F••• L•	Hedge Fund	$124M	Apr 29, 2026	60	Jul 31, 2012	reported	021-130000
F••••• E••••••• I••••• F••• L•	Hedge Fund	$19.5M	Apr 29, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• M••••••• R•••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2014	Mar 30, 2018	Dec 3, 2024
B•••••••• M••••••• R•••••	MANAGING MEMBER	F	yes	04/2019	Mar 30, 2018	Dec 3, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••• A••••••••• S•••••••• L••	n/a	n/a	n/a	N	yes	n/a
F••••• I•••••••• S••••••• L••	n/a	n/a	n/a	N	yes	n/a
F••••• M••••••• A••••••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	6.7%	0	1	0	5	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$726M	59.9%	$270M	62.7%	22	12	1	0

Relationships

Advises (3)

→ F••••• E••••••• I••••• F••• L•Private fundIa
Apr 29, 2026 to presentfactForm ADV
→ F••••• F••••••• F••• L•Private fundHedge Fund, IA
Jul 31, 2012 to presentfactForm ADV
→ F••••• D•••••• A•••• F••• L•Private fundHedge Fund, IA, no longer reported
Mar 31, 2022 to Mar 31, 2023factForm ADV

Registered with (17)

Dated events

Occurred
Aug 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 29, 2026
Ria office opened
••• Locked
Form ADVobserved today
Occurred
Apr 29, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Apr 29, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e315e10d-8c59-4b66-8878-6c8c0278fb67
First observed: Mar 30, 2018
Last observed: Apr 29, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.