DFX Intelligence

L••••••• R•• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

L••••••• R•• D••••••

Advisor at F••••• C•••••• M••••••••• L••

BELLEVUE, WA

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Search this name across graphsid dfx:ria:e03bc4ac-334d-74c6-392a-9b8ba54271ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 27, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• C•••••• M••••••••• L••	Independent wealth	Apr 10, 2025	n/a	yes	BELLEVUE, WA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 27, 2020	Mar 25, 2025	no	BELLEVUE, WA\|NEW YORK, NY\|Brier, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	F••••• C•••••• M••••••••• L••	Mar 25, 2025	Apr 10, 2025	16	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ F••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Apr 10, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 27, 2020 to Mar 25, 2025factForm ADV

Dated events

Occurred
Mar 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e03bc4ac-334d-74c6-392a-9b8ba54271ac
First observed: Nov 27, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.