DFX Intelligence

R•••••••• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

R•••••••• I•••••••••

R•••••••• I•••••••••, LLC, CRD 291736

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e317490c-6cb6-2373-f749-211db4201241

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 15
On other graphs: 2
Observed: Nov 22, 2021 to Mar 30, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R•••••••• I•••••••••

Private equity manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

R•••••••• I•••••••••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.8B••• Locked
Discretionary RAUM: $1.8B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••••••• W•••• • S•••••••• I••••••••• F••• I• L•	Private Equity Fund	$792M	Mar 30, 2026	68	Mar 31, 2023	reported	021-452755
R•••••••• W•••• • S•••••••• I••••••••• F•••• L•••	Private Equity Fund	$491M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• M••••••• L•••••••	MANAGING PARTNER	Na	yes	01/2020	Nov 22, 2021	Aug 22, 2024
H•••••••• M••••• E••••••	VP-LEGAL & CHIEF COMPLIANCE OFFICER	Na	yes	01/2017	Nov 22, 2021	Aug 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••••••• E••••• C•••••••••	n/a	Asset manager	$3.3B	N	yes	n/a
R•••••••• P•••••• E••••• P•••••••• L••	n/a	Former SEC adviser	$750M	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Montvale	Nj	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.8B	$1.9B	-3.4%	$1.5B	7.4%	17	15	1	1

Relationships

Affiliated with (3)

→ R•••••••• E••••• C•••••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ R•••••••• P•••••• E••••• P•••••••Registered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← R•••••••• E••••• C•••••••••Registered adviserother investment adviser, common control
factForm ADV

Advises (11)

→ R•••••••• W•••• • S•••••••• I••••••••• P••••••• F••• I• L•

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Ria majority owner change
••• Locked
Form ADVobserved today
Occurred
Mar 30, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 30, 2026
Ria ownership band change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e317490c-6cb6-2373-f749-211db4201241
First observed: Nov 22, 2021
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.