DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••••• I•••••••••
Legal name R•••••••• I••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Nov 22, 2021 · 10 filings
SEC status approved since Jan 3, 2022
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$1.8B as of Mar 30, 2026
Mar 31, 2022$691M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 31, 2022$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20220 then
Employees (5.A)17 as of Mar 30, 2026
Mar 31, 202214 then
Private funds9 as of Mar 30, 2026
Mar 31, 20228 then
RAUM -3.4% over the last fiscal year+7.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $202MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $994M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $994M for 9 clientsreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••••••• W•••• • S•••••••• I••••••••• F••• I• L• | Private Equity Fund | $649M | 68 | Mar 31, 2023 |
| R•••••••• W•••• • S•••••••• I••••••••• F•••• L••• | Private Equity Fund | $648M | 72 | Mar 29, 2019 |
| R•••••••• W•••• • S•••••••• I••••••••• P••••••• F••• I• L• | Private Equity Fund | $306M | 18 | Mar 31, 2023 |
| R•••••••• W•••• • S•••••••• I••••••••• P••••••• F•••• L••• | Private Equity Fund | $114M | 27 | Mar 29, 2019 |
| E•• P••••••• C••••••••• L• | Private Equity Fund | $29.8M | 3 | Mar 31, 2022 |
| U• U••••• C•••••••• H••••• L••• | Private Equity Fund | $24.5M | 4 | Nov 22, 2021 |
| R•••••••• W•••• • S•••••••• I••••••••• D••••••• P••••••• F•••• L••• | Private Equity Fund | $11.8M | 2 | Mar 31, 2020 |
| E•• C•••••••• L•• | Private Equity Fund | $11.7M | 2 | Mar 31, 2022 |
| U• V•••• R•••• C•••••••• H••••• L••• | Private Equity Fund | $8.6M | 1 | Nov 22, 2021 |
| D• V•••• R•••• C•••••••• H••••• C•••••• L••• | Private Equity Fund | $4.8M | 2 | Nov 22, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• M••••••• L••••••• · Managing Partnercontrolsince 01/2020 · owns less than 5%
- H•••••••• M••••• E•••••• · Vp-Legal & Chief Compliance Officercontrolsince 01/2017 · owns less than 5%
- P•••••• R•••• M•••••• · Managing Partnercontrolsince 01/2017 · owns less than 5%
- S••••• J•••••••• B••••• · Cfocontrolsince 01/2022 · owns less than 5%
- S••••••• M••••••• E•••• · Founding Partnercontrolsince 01/2017 · owns 10% to 25%
Entity owners
- S•••••• F••••• C•••••• T••••• M•••••• E• S•••••• T•••••• · Ownerdirect · owns less than 5%
Related persons
Schedule D 7.A
- R•••••••• E••••• C•••••••••investment adviserpooled vehicle sponsornRAUM $3.3B
- R•••••••• P•••••• E••••• P•••••••investment adviserpooled vehicle sponsoryRAUM $750M
Advisers that list R•••••••• I••••••••• as a related person
- 142136 n
Offices
Schedule D 1.F, the 25 largest
- Montvale, NJ
What changed
consecutive filings, newest first
- Advisory employees · 12 to 15Sep 16, 2025 to Mar 30, 2026
- Assets in custody · $1.2B to $994MSep 16, 2025 to Mar 30, 2026
- Employees · 15 to 17Sep 16, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.9B to $1.8BSep 16, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.9B to $1.8BSep 16, 2025 to Mar 30, 2026
- RAUM · $1.9B to $1.8BSep 16, 2025 to Mar 30, 2026
- Accounts · 11 to 9Aug 22, 2024 to Mar 31, 2025
- Advisory activities · 2 to 1Aug 22, 2024 to Mar 31, 2025
- Pooled vehicle clients · 10 to 9Aug 22, 2024 to Mar 31, 2025
- Assets in custody · $940M to $1.2BAug 22, 2024 to Mar 31, 2025
- Financial planning clients · unset to Aug 22, 2024 to Mar 31, 2025
- Private funds · 10 to 9Aug 22, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.7B to $1.9BAug 22, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $13.8M to $0Aug 22, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.7B to $1.9BAug 22, 2024 to Mar 31, 2025
- RAUM · $1.7B to $1.9BAug 22, 2024 to Mar 31, 2025
- Pooled vehicle clients · 5 to 10Apr 1, 2024 to Apr 4, 2024
- Pooled vehicle RAUM · $1.6B to $1.7BApr 1, 2024 to Apr 4, 2024
- Pooled vehicle clients · 10 to 5Mar 31, 2023 to Apr 1, 2024
- Assets in custody · $481M to $940MMar 31, 2023 to Apr 1, 2024
- Discretionary RAUM · $1.5B to $1.7BMar 31, 2023 to Apr 1, 2024
- Non-discretionary RAUM · $13.0M to $13.8MMar 31, 2023 to Apr 1, 2024
- Pooled vehicle RAUM · $1.5B to $1.6BMar 31, 2023 to Apr 1, 2024
- RAUM · $1.5B to $1.7BMar 31, 2023 to Apr 1, 2024
- Accounts · 9 to 11Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 13 to 12Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 8 to 10Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $381M to $481MMar 31, 2022 to Mar 31, 2023
- Employees · 14 to 15Mar 31, 2022 to Mar 31, 2023
- Private funds · 8 to 10Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $677M to $1.5BMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $13.6M to $13.0MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $677M to $1.5BMar 31, 2022 to Mar 31, 2023
- RAUM · $691M to $1.5BMar 31, 2022 to Mar 31, 2023
- Accounts · 7 to 9Jan 7, 2022 to Mar 31, 2022
- Advisory employees · 11 to 13Jan 7, 2022 to Mar 31, 2022
- Pooled vehicle clients · 6 to 8Jan 7, 2022 to Mar 31, 2022
- Assets in custody · $232M to $381MJan 7, 2022 to Mar 31, 2022
- Employees · 13 to 14Jan 7, 2022 to Mar 31, 2022
- Private funds · 6 to 8Jan 7, 2022 to Mar 31, 2022
Signals
6 dated events
- Ernest Robert Swanson (Manager) no longer on Schedule A of R•••••••• I••••••••• (listed 2023-03-31, absent 2024-04-01)Apr 1, 2024 · c•••••• person left · inference
- R•••••••• I••••••••• reported RAUM $1.5B, up 113% from $690.7M (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Ernest Robert Swanson (Manager) appeared on Schedule A of R•••••••• I•••••••••Jan 7, 2022 · c•••••• person joined · fact
- Brumel Jennifer Scott (Cfo) appeared on Schedule A of R•••••••• I•••••••••Jan 7, 2022 · c•••••• person joined · fact
- Howard Jeffrey Strasberg (Cfo) no longer on Schedule A of R•••••••• I••••••••• (listed 2021-11-22, absent 2022-01-07)Jan 7, 2022 · c•••••• person left · inference
- R•••••••• I••••••••• filed its initial SEC registration (Form ADV)Nov 22, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R•••••••• I••••••••• · Independent Sponsorsshared crd · capital_provider
- R•••••••• I••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/Ridgewood-Infrastructurereportedpublic record, Form ADV, Sep 18, 2026
- Website
- ridgewoodinfrastructure.weebly.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-867-0050reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026