DFX Intelligence

E••••• N••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor22 years in industry

E••••• N••••• G•••••

Advisor at O•••••••••

OVERLAND PARK, KS | Palo Alto, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e330f302-dab9-f5b7-3cfc-d2e3d50bc019

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 8, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Jan 12, 2024	n/a	yes	OVERLAND PARK, KS\|Palo Alto, CA	Current employment
W•••••••••	Former SEC adviser	Feb 23, 2018	Oct 26, 2024	no	PALO ALTO, CA\|PALO ALTO, CA\|PALO ALTO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••••	O•••••••••	Oct 26, 2024	Jan 12, 2024	-288	Firm change after gap	Other
M••••• S••••••	W•••••••••	Feb 23, 2018	Feb 23, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
282202:106766:CA:2024-10-26	Oct 26, 2024	Jan 12, 2024	PALO ALTO, CA	Firm change after gap

Relationships

Registered with (4)

→ O•••••••••Registered adviserregistration: current employment
Jan 12, 2024 to presentfactForm ADV
→ W•••••••••Registered adviserregistration: previous registration
Feb 23, 2018 to Oct 26, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Feb 23, 2018factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Oct 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e330f302-dab9-f5b7-3cfc-d2e3d50bc019
First observed: Mar 15, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.