DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at OSAIC WEALTH, INC.
LINCOLN, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Dec 4, 2025 | n/a | yes | LINCOLN, NE | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 19, 2023 | Dec 10, 2025 | no | OMAHA, NE|BELLEVUE, NE|OMAHA, NE|OMAHA, NE|ELKHORN, NE | Previous registration |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Apr 27, 2011 | Jul 19, 2023 | no | OMAHA, NE|OMAHA, NE|OMAHA, NE|BELLEVUE, NE|BELLEVUE, NE|COUNCIL BLUFFS, IA|OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|HARLAN, IA|CARROLL, IA|NORFOLK, NE|KEARNEY, NE|GRAND ISLAND, NE|FREMONT, NE|COLUMBUS, NE|NORTH PLATTE, NE|LA VISTA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|LINCOLN, NE|LINCOLN, NE|LINCOLN, NE|LINCOLN, NE|BEATRICE, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|BELLEVUE, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|WOODBINE, IA|OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | OSAIC WEALTH, INC. | Dec 10, 2025 | Dec 4, 2025 | -6 | Firm change | Ibd to ibd |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | LPL FINANCIAL LLC | Jul 19, 2023 | Jul 19, 2023 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:23131:NE:2025-12-03 | Dec 10, 2025 | Dec 4, 2025 | ELKHORN, NE | Firm change |