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Advisor at LINDEN THOMAS ADVISORY SERVICES, LLC
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LINDEN THOMAS ADVISORY SERVICES, LLC | Independent wealth | Dec 6, 2022 | n/a | yes | CHARLOTTE, NC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 11, 2019 | Dec 13, 2022 | no | HOUSTON, TX|FORT MILL, SC | Previous registration |
| INTRUA FINANCIAL | Independent wealth | Mar 7, 2018 | Jun 26, 2019 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | LINDEN THOMAS ADVISORY SERVICES, LLC | Dec 13, 2022 | Dec 6, 2022 | -7 | Firm change | RIA to RIA |
| INTRUA FINANCIAL | LPL FINANCIAL LLC | Jun 26, 2019 | Jul 11, 2019 | 15 | Firm change | RIA to RIA |