DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

LINDEN THOMAS ADVISORY SERVICES, LLC

CRD 288557

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0ce576c-1e83-781d-7e57-d19d44cac97d

Data as of May 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 38
Dated events: 18
On other graphs: 0
Observed: May 22, 2017 to May 27, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=true related_bank=false bd_reps=10.0
Regulatory AUM: $1.8BItem 5.F on the latest filing (2026-05-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.6BderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $177Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7,111
Individual clients: 836
High net worth clients: 432
SEC number: 801-110683
CRD: 288557
Filings on the tape: 37
First filed: May 22, 2017
Latest filed: May 27, 2026
Organised: Limited Liability Company, NC
Website: lindenthomas.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRYAN LEO KRAKKER	n/a	CHARLOTTE, NC	8	25	1	yes
STEPHEN LINDEN THOMAS	n/a	CHARLOTTE, NC	8	38	2	yes
ALEXANDER JOHN HILL	Chartered Financial Analyst	CHARLOTTE, NC	8	15	3	yes
BRADLEY JOSEPH DAVIS	n/a	CHARLOTTE, NC	3	19	2	yes
BRANDON CHARLES MCPHERSON	Chartered Financial Analyst	CHARLOTTE, NC	2	11	1	no
GAVIN C FINNICAL	Certified Financial Planner	CHARLOTTE, NC	1	10	1	yes
Nick Christopher Stockdale	n/a	CHARLOTTE, NC	1	13	3	yes
Zachary Robert Ladowski	n/a	CHARLOTTE, NC	0	10	n/a	no
Jack Robert Lawrence	Certified Financial Planner	CHARLOTTE, NC	0	14	1	no
Luke Trustan Stenzel	n/a	CHARLOTTE, NC	0	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LINDEN THOMAS FINANCIAL GROUP, LLC	Member	E	yes	02/2018	May 27, 2026	May 27, 2026
SMITH, DAVID, LEON	CHIEF COMPLIANCE OFFICER	Na	yes	09/2025	May 27, 2026	May 27, 2026
THOMAS, STEPHEN, LINDEN	Manager	Na	yes	04/2017	May 27, 2026	May 27, 2026
THOMAS, STEPHEN, LINDEN	Member	E	yes	08/2017	May 22, 2017	Nov 7, 2024
Hunt, David, Lee	CHIEF COMPLIANCE OFFICER	Na	no	07/2024	Nov 7, 2024	Nov 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INDEXPERTS, LLC	n/a	Asset manager	$101M	N	yes	n/a
LINDEN THOMAS AND COMPANY SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 2, 2026	$1.8B	$1.1B	14	8	n/a	n/a
2024	Mar 28, 2025	$1.6B	$886M	11	4	n/a	n/a
2023	Mar 28, 2024	$1.4B	$590M	11	4	n/a	n/a
2022	Mar 31, 2023	$1.1B	$400M	11	5	n/a	n/a
2021	Mar 25, 2022	$1.3B	$0	9	5	n/a	n/a
2020	Mar 17, 2021	$992M	$0	7	5	n/a	n/a
2019	Mar 30, 2020	$845M	$0	7	5	n/a	n/a
2018	Mar 28, 2019	$676M	$0	1	1	n/a	n/a
2017	Mar 31, 2018	$0	$0	1	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	2	-1	20.0%	0	0	0	6	10

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.8B	$1.6B	8.4%	$1.1B	15.9%	14	11	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLS FARGO ADVISORS	5	Jun 15, 2018	Jun 20, 2018	CHARLOTTE, NC	Team lift out	Other	0.4%

Relationships

Registered with (28)

← Luke Trustan StenzelAdvisorregistration: current employment
Jul 31, 2026 to presentfactForm ADV
← Jack Robert LawrenceAdvisorregistration: current employment
Jun 12, 2026 to presentfactForm ADV
← Zachary Robert LadowskiAdvisorregistration: current employment
Jun 1, 2026 to presentfactForm ADV
← Nick Christopher StockdaleAdvisorregistration: previous registration
Feb 25, 2022 to Feb 1, 2024factForm ADV
← GAVIN C FINNICALAdvisorregistration: current employment
Feb 3, 2025 to presentfactForm ADV
← BRANDON CHARLES MCPHERSONAdvisorregistration: previous registration
Dec 19, 2019 to May 20, 2024factForm ADV
← BRADLEY JOSEPH DAVISAdvisorregistration: current employment
Dec 6, 2022 to presentfactForm ADV
← ALEXANDER JOHN HILLAdvisorregistration: current employment
Jun 20, 2018 to presentfactForm ADV
← STEPHEN LINDEN THOMASAdvisorregistration: current employment
Jun 19, 2018 to presentfactForm ADV
← BRYAN LEO KRAKKERAdvisorregistration: current employment
Jun 15, 2018 to presentfactForm ADV
← Benjamin Chase OsborneAdvisorregistration: previous registration
May 20, 2024 to Jun 12, 2026factForm ADV
← Jonathan Omar PickettAdvisorregistration: previous registration
Feb 28, 2024 to May 21, 2026factForm ADV
← Saundra HudspethAdvisorregistration: previous registration
Apr 2, 2019 to Aug 4, 2025factForm ADV
← James Roger PooleAdvisorregistration: previous registration
Feb 18, 2025 to Mar 10, 2025factForm ADV
← DANIEL A. ROBERTSAdvisorregistration: previous registration
Apr 2, 2019 to Dec 12, 2024factForm ADV
← Hunter Gregory SatcherAdvisorregistration: previous registration
Aug 28, 2024 to Oct 1, 2024factForm ADV
← PATRICK MICHAEL KILCOYNEAdvisorregistration: previous registration
Oct 9, 2023 to Mar 20, 2024factForm ADV
← john anthony polyviouAdvisorregistration: previous registration
Jun 10, 2021 to Jan 29, 2024factForm ADV
← Connor Richard EmmertAdvisorregistration: previous registration
Mar 22, 2023 to Dec 26, 2023factForm ADV
← John HarriganAdvisorregistration: previous registration
Dec 9, 2021 to Feb 22, 2023factForm ADV
← SHANNON DALE BURGETTAdvisorregistration: previous registration
Jan 17, 2023 to Jan 20, 2023factForm ADV
← Ryan LindbergAdvisorregistration: previous registration
Jun 4, 2021 to Dec 5, 2022factForm ADV
← Boyd BarnhardtAdvisorregistration: previous registration
Jun 19, 2018 to Jul 8, 2022factForm ADV
← ANTHONY MICHAEL MOFFAAdvisorregistration: previous registration
May 10, 2019 to Oct 18, 2021factForm ADV
← BRENT ANDREW HANNAdvisorregistration: previous registration
Jun 4, 2021 to Jul 7, 2021factForm ADV
← Nicholas John DoddsAdvisorregistration: previous registration
Mar 18, 2021 to Apr 26, 2021factForm ADV
← RYAN SCOTT MORGANAdvisorregistration: previous registration
Jul 23, 2020 to Oct 1, 2020factForm ADV
← MICHAEL L ALLISONAdvisorregistration: previous registration
Jun 14, 2018 to Jan 2, 2020factForm ADV

Affiliated with (2)

→ INDEXPERTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← INDEXPERTS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (2)

← THOMAS, STEPHEN, LINDENOwnerMEMBER, ownership code E, individual
May 22, 2017 to Nov 7, 2024factForm ADV
← LINDEN THOMAS FINANCIAL GROUP, LLCOwnerMEMBER, ownership code E, domestic entity
Feb 12, 2018 to Nov 7, 2024factForm ADV

Owns (1)

← Hunt, David, LeeOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 7, 2024 to Nov 7, 2024factForm ADV

Moved with (1)

← WELLS FARGO ADVISORSRegistered adviser5 advisors, team lift out
Jun 15, 2018 to Jun 20, 2018factForm ADV

Dated events

Occurred
Jun 12, 2026
Advisor changed firm
Benjamin Chase Osborne left Linden Thomas Advisory Services, Llc for Schwab Wealth Advisory, Inc. (registered 2026-07-17)
Form ADVobserved 5 days ago
Occurred
May 21, 2026
Advisor changed firm
Jonathan Omar Pickett left Linden Thomas Advisory Services, Llc for Advice And Planning Services (registered 2026-07-29)
Form ADVobserved 5 days ago
Occurred
Aug 4, 2025
Advisor changed firm
Saundra Hudspeth left Linden Thomas Advisory Services, Llc for People'S United Advisors, Inc. (registered 2021-07-13)
Form ADVobserved 5 days ago
Occurred
Mar 10, 2025
Advisor changed firm
James Roger Poole left Linden Thomas Advisory Services, Llc for Northwestern Mutual Investment Services,Llc (registered 2025-08-27)
Form ADVobserved 5 days ago
Occurred
Dec 12, 2024
Advisor changed firm
Daniel A. Roberts left Linden Thomas Advisory Services, Llc for Indexperts, Llc (registered 2021-07-07)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2024
Advisor changed firm
Hunter Gregory Satcher left Linden Thomas Advisory Services, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-10-25)
Form ADVobserved 5 days ago
Occurred
Mar 20, 2024
Advisor changed firm
Patrick Michael Kilcoyne left Linden Thomas Advisory Services, Llc for Advice And Planning Services (registered 2024-04-10)
Form ADVobserved 5 days ago
Occurred
Feb 1, 2024
Advisor changed firm
Nick Christopher Stockdale left Linden Thomas Advisory Services, Llc for Forthright Capital (registered 2025-04-15)
Form ADVobserved 5 days ago
Occurred
Jan 29, 2024
Advisor changed firm
John Anthony Polyviou left Linden Thomas Advisory Services, Llc for Ip Financial Advisory Services Llc (registered 2024-09-13)
Form ADVobserved 5 days ago
Occurred
Dec 26, 2023
Advisor changed firm
Connor Richard Emmert left Linden Thomas Advisory Services, Llc for Ameriprise Financial Services, Llc (registered 2024-10-24)
Form ADVobserved 5 days ago
Occurred
Feb 22, 2023
Advisor changed firm
John Harrigan left Linden Thomas Advisory Services, Llc for Woodbury Financial Services, Inc. (registered 2023-02-27)
Form ADVobserved 5 days ago
Occurred
Jan 20, 2023
Advisor changed firm
Shannon Dale Burgett left Linden Thomas Advisory Services, Llc for Pnc Wealth Management (registered 2023-03-15)
Form ADVobserved 5 days ago
Occurred
Dec 5, 2022
Advisor changed firm
Ryan Lindberg left Linden Thomas Advisory Services, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-01-26)
Form ADVobserved 5 days ago
Occurred
Jul 8, 2022
Advisor changed firm
Boyd Barnhardt left Linden Thomas Advisory Services, Llc for Northwestern Mutual Investment Services,Llc (registered 2022-09-12)
Form ADVobserved 5 days ago
Occurred
Mar 25, 2022
Regulatory AUM changed
Linden Thomas Advisory Services, Llc reported RAUM $1.3B, up 34% from $991.8M (2021-10-04 to 2022-03-25)
Form ADVobserved 5 days ago
$333M
Occurred
Mar 28, 2019
Control person joined
Anthony Daniel Roberts (Chief Compliance Officer) appeared on Schedule A of Linden Thomas Advisory Services, Llc
Form ADVobserved 5 days ago
Occurred
Jun 27, 2018
Regulatory AUM changed
Linden Thomas Advisory Services, Llc reported RAUM $749.6M, up 650% from $100.0M (2018-06-27 to 2018-06-27)
Form ADVobserved 5 days ago
$650M
Occurred
May 22, 2017
First Form ADV filing
Strategic Index Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0ce576c-1e83-781d-7e57-d19d44cac97d
First observed: May 22, 2017
Last observed: May 27, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LINDEN THOMAS ADVISORY SERVICES, LLC

CRD 288557

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0ce576c-1e83-781d-7e57-d19d44cac97d

Data as of May 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRYAN LEO KRAKKER

n/a

CHARLOTTE, NC

yes

STEPHEN LINDEN THOMAS

n/a

CHARLOTTE, NC

yes

ALEXANDER JOHN HILL

Chartered Financial Analyst

CHARLOTTE, NC

yes

BRADLEY JOSEPH DAVIS

n/a

CHARLOTTE, NC

yes

BRANDON CHARLES MCPHERSON

Chartered Financial Analyst

CHARLOTTE, NC

GAVIN C FINNICAL

Certified Financial Planner

CHARLOTTE, NC

yes

Nick Christopher Stockdale

n/a

CHARLOTTE, NC

yes

Zachary Robert Ladowski

n/a

CHARLOTTE, NC

n/a

Jack Robert Lawrence

Certified Financial Planner

CHARLOTTE, NC

Luke Trustan Stenzel

n/a

CHARLOTTE, NC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LINDEN THOMAS FINANCIAL GROUP, LLC

Member

yes

02/2018

May 27, 2026

SMITH, DAVID, LEON

CHIEF COMPLIANCE OFFICER

yes

09/2025

May 27, 2026

THOMAS, STEPHEN, LINDEN

Manager

yes

04/2017

May 27, 2026

THOMAS, STEPHEN, LINDEN

Member

yes

08/2017

May 22, 2017

Nov 7, 2024

Hunt, David, Lee

CHIEF COMPLIANCE OFFICER

07/2024

Nov 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INDEXPERTS, LLC

n/a

Asset manager

$101M

yes

n/a

LINDEN THOMAS AND COMPANY SECURITIES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 2, 2026

$1.8B

$1.1B

n/a

2024

Mar 28, 2025

$1.6B

$886M

n/a

2023

Mar 28, 2024

$1.4B

$590M

n/a

2022

Mar 31, 2023

$1.1B

$400M

n/a

2021

Mar 25, 2022

$1.3B

n/a

2020

Mar 17, 2021

$992M

n/a

2019

Mar 30, 2020

$845M

n/a

2018

Mar 28, 2019

$676M

n/a

2017

Mar 31, 2018

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

20.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.8B

$1.6B

8.4%

$1.1B

15.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WELLS FARGO ADVISORS

Jun 15, 2018

Jun 20, 2018

CHARLOTTE, NC

Team lift out

Other

0.4%