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RIA / WealthAdvisorCertified Financial Planner13 years in industry

PHILLIP RYAN SHAW

Advisor at RFG ADVISORY, LLC

Chicago, IL | VESTAVIA HILLS, AL

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Search this name across graphsid dfx:ria:e35ceefe-31e8-603e-75bd-4cb2109db1ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 17, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RFG ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S65
First exam: Jun 15, 2013
First registration: Jun 17, 2013
Dual registered: no
IAPD individual key: 6067744

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RFG ADVISORY, LLC	Independent wealth	Aug 14, 2026	n/a	yes	VESTAVIA HILLS, AL\|Chicago, IL	Current employment
GOLDSTONE FINANCIAL GROUP, LLC	Independent wealth	Dec 13, 2018	Sep 11, 2026	no	OAKBROOK TERRACE, IL	Previous registration
MONEY MANAGERS ADVISORY	Former SEC adviser	Dec 14, 2017	Sep 6, 2018	no	OAK BROOK, IL	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Jun 17, 2013	Jan 28, 2015	no	DOWNERS GROVE, IL\|DOWNERS GROVE, IL\|Naperville, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GOLDSTONE FINANCIAL GROUP, LLC	RFG ADVISORY, LLC	Sep 11, 2026	Aug 14, 2026	-28	Firm change	RIA to RIA
MONEY MANAGERS ADVISORY	GOLDSTONE FINANCIAL GROUP, LLC	Sep 6, 2018	Dec 13, 2018	98	Firm change	RIA to RIA
THRIVENT INVESTMENT MANAGEMENT INC.	MONEY MANAGERS ADVISORY	Jan 28, 2015	Dec 14, 2017	1,051	Firm change after gap	Other

Relationships

Registered with (4)

→ RFG ADVISORY, LLCRegistered adviserregistration: current employment
Aug 14, 2026 to presentfactForm ADV
→ GOLDSTONE FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Dec 13, 2018 to Sep 11, 2026factForm ADV
→ MONEY MANAGERS ADVISORYRegistered adviserregistration: previous registration
Dec 14, 2017 to Sep 6, 2018factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Jun 17, 2013 to Jan 28, 2015factForm ADV

Dated events

Occurred
Sep 11, 2026
Advisor changed firm
Phillip Ryan Shaw left Goldstone Financial Group, Llc for Rfg Advisory, Llc (registered 2026-08-14)
Form ADVobserved 5 days ago