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Advisor at CETERA INVESTMENT ADVISERS LLC
FAIRFIELD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | May 2, 2023 | n/a | yes | FAIRFIELD, NJ | Current employment |
| BEECHWOOD FINANCIAL SERVICES, LLC | n/a | May 22, 2015 | Dec 31, 2022 | no | VERONA, NJ | Previous registration |
| TUTTLE WEALTH MANAGEMENT, LLC | Former SEC adviser | Jan 31, 2013 | May 9, 2014 | no | STAMFORD, CT | Previous registration |
| BEECHWOOD FINANCIAL SERVICES, LLC | n/a | Jul 26, 2005 | Apr 20, 2012 | no | VERONA, NJ|FAIRFIELD, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BEECHWOOD FINANCIAL SERVICES, LLC | CETERA INVESTMENT ADVISERS LLC | Dec 31, 2022 | May 2, 2023 | 122 | Firm change | Other |
| TUTTLE WEALTH MANAGEMENT, LLC | BEECHWOOD FINANCIAL SERVICES, LLC | May 9, 2014 | May 22, 2015 | 378 | Firm change | Other |
| BEECHWOOD FINANCIAL SERVICES, LLC | TUTTLE WEALTH MANAGEMENT, LLC | Apr 20, 2012 | Jan 31, 2013 | 286 | Firm change | Other |