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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

TUTTLE WEALTH MANAGEMENT, LLC

CRD 123767

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b6ccef2-8318-ba04-08dc-2b103285f4de

Data as of May 26, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to May 26, 2017
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $44.2MItem 5.F on the latest filing (2017-05-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $44.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 10
Accounts: 687
SEC number: 801-69443
CRD: 123767
Filings on the tape: 34
First filed: Mar 29, 2012
Latest filed: May 26, 2017
Organised: Limited Liability Company, Connecticut

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Raimondo, Kimberley, Ann	CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL	Na	yes	03/2017	Mar 31, 2017	May 26, 2017
TUTTLE, MATTHEW, BENJAMIN	MANAGING MEMBER	E	yes	07/2005	Mar 29, 2012	May 26, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TUTTLE TACTICAL MANAGEMENT, LLC	n/a	Asset manager	$3.9B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Jamul	CA	United States	n/a	no
Greenwich	Ct	United States	n/a	no
Stamford	Ct	United States	n/a	no
PALM BEACH GARDENS	FL	United States	n/a	no
DODGE CITY	Ks	United States	n/a	no
Raliegh	Nc	United States	n/a	no
Reno	Nv	United States	n/a	no
WHITE PLAINS	NY	United States	n/a	no
Cincinatti	Oh	United States	n/a	no
Cincinatti	Oh	United States	n/a	no
Charleston	Sc	United States	n/a	no
Franklin	Tn	United States	n/a	no
Mckinney	TX	United States	n/a	no
CIRCLE OAK HILL	Va	United States	n/a	no
Superior	Wi	United States	n/a	no
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$44.2M	$44.2M	13	10	n/a	n/a	n/a
2015	Mar 31, 2016	$73.3M	$73.3M	19	12	n/a	n/a	n/a
2014	Mar 31, 2015	$123M	$122M	22	19	n/a	n/a	n/a
2013	Mar 26, 2014	$101M	$101M	21	18	n/a	n/a	n/a
2012	Mar 12, 2013	$99.8M	$99.8M	19	1	n/a	n/a	n/a
2011	Mar 29, 2012	$69.6M	$69.6M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$44.2M	$73.3M	-39.7%	$101M	-24.0%	13	19	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TUTTLE CAPITAL MANAGEMENT, LLC	2	May 11, 2017	Jan 27, 2015	STAMFORD, CT	Team lift out	Other	33.3%
BELPOINTE ASSET MANAGEMENT LLC	2	Apr 13, 2017	Apr 14, 2017	STAMFORD, CT	Team lift out	Other	25.0%

Relationships

Affiliated with (1)

→ TUTTLE CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (2)

← TUTTLE, MATTHEW, BENJAMINOwnerMANAGING MEMBER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← Raimondo, Kimberley, AnnOwnerCHIEF COMPLIANCE OFFICER/GENERAL COUNSEL, ownership code NA, individual
Mar 31, 2017 to presentfactForm ADV

Registered with (18)

← MATTHEW BENJAMIN TUTTLEAdvisorregistration: previous registration
Jul 14, 2005 to Mar 31, 2018factForm ADV
← ANDREW JEFF LIEBAERTAdvisorregistration: previous registration
Aug 6, 2012 to Mar 31, 2018factForm ADV
← HENRY HOWARDAdvisorregistration: previous registration
Oct 30, 2013 to Sep 26, 2017factForm ADV
← BRITTON RIVES WILLIAMSAdvisorregistration: previous registration
Feb 1, 2011 to May 11, 2017factForm ADV
← JENNIFER RACHEL BROWNAdvisorregistration: previous registration
Apr 5, 2016 to May 11, 2017factForm ADV
← Lisa Semmes ElkinsAdvisorregistration: previous registration
Jul 27, 2012 to May 11, 2017factForm ADV
← DONALD MARK JUMPAdvisorregistration: previous registration
Nov 12, 2009 to Apr 13, 2017factForm ADV
← TERRY MARVIN RABEAdvisorregistration: previous registration
Jul 20, 2012 to Apr 13, 2017factForm ADV
← CLEMENT CURTIS BRANDENBURGAdvisorregistration: previous registration
Dec 1, 2008 to Mar 22, 2017factForm ADV
← THOMAS M FORMHALSAdvisorregistration: previous registration
Aug 6, 2012 to Jan 27, 2016factForm ADV
← Jennifer L KilbyAdvisorregistration: previous registration
Dec 20, 2013 to Aug 26, 2015factForm ADV
← MICHAEL JOSEPH MCCORMICKAdvisorregistration: previous registration
Jun 8, 2010 to Aug 19, 2014factForm ADV
← MARK LAWRENCE WALSHAdvisorregistration: previous registration
Apr 14, 2014 to May 14, 2014factForm ADV
← RICHARD BLANEYAdvisorregistration: previous registration
Jan 31, 2013 to May 9, 2014factForm ADV
← MATTHEW JAMES ANDERSONAdvisorregistration: previous registration
Jul 26, 2012 to Jun 19, 2013factForm ADV
← JASON PAUL DYEAdvisorregistration: previous registration
Feb 21, 2012 to Jul 17, 2012factForm ADV
← MICHAEL B REGANAdvisorregistration: previous registration
Oct 4, 2010 to Nov 2, 2010factForm ADV
← PASQUALE JOSEPH SACCHETTAAdvisorregistration: previous registration
Aug 15, 2006 to Jun 10, 2009factForm ADV

Moved with (2)

→ BELPOINTE ASSET MANAGEMENT LLCRegistered adviser2 advisors, team lift out, same day
Apr 13, 2017 to Apr 14, 2017factForm ADV
→ TUTTLE CAPITAL MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
May 11, 2017 to Jan 27, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b6ccef2-8318-ba04-08dc-2b103285f4de
First observed: Mar 29, 2012
Last observed: May 26, 2017 113 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TUTTLE WEALTH MANAGEMENT, LLC

CRD 123767

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b6ccef2-8318-ba04-08dc-2b103285f4de

Data as of May 26, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Raimondo, Kimberley, Ann

CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL

yes

03/2017

Mar 31, 2017

May 26, 2017

TUTTLE, MATTHEW, BENJAMIN

MANAGING MEMBER

yes

07/2005

Mar 29, 2012

May 26, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TUTTLE TACTICAL MANAGEMENT, LLC

n/a

Asset manager

$3.9B

yes

n/a

City

State

Country

Employees

Also broker-dealer

Jamul

United States

n/a

Greenwich

United States

n/a

Stamford

United States

n/a

PALM BEACH GARDENS

United States

n/a

DODGE CITY

United States

n/a

Raliegh

United States

n/a

Reno

United States

n/a

WHITE PLAINS

United States

n/a

Cincinatti

United States

n/a

Cincinatti

United States

n/a

Charleston

United States

n/a

Franklin

United States

n/a

Mckinney

United States

n/a

CIRCLE OAK HILL

United States

n/a

Superior

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 31, 2017

$44.2M

n/a

2015

Mar 31, 2016

$73.3M

n/a

2014

Mar 31, 2015

$123M

$122M

n/a

2013

Mar 26, 2014

$101M

n/a

2012

Mar 12, 2013

$99.8M

n/a

2011

Mar 29, 2012

$69.6M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$44.2M

$73.3M

-39.7%

$101M

-24.0%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TUTTLE CAPITAL MANAGEMENT, LLC

May 11, 2017

Jan 27, 2015

STAMFORD, CT

Team lift out

Other

33.3%

BELPOINTE ASSET MANAGEMENT LLC

Apr 13, 2017

Apr 14, 2017

STAMFORD, CT

Team lift out

Other

25.0%