DFX Intelligence

E••• D••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

E••• D••••• W•••••••

Advisor at A••••••• S••••••• N••••••

ATLANTA, GA | Hickory, NC

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Search this name across graphsid dfx:ria:e36dd0bd-b353-5ef0-4be4-9b1ad246cbcb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S••••••• N••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 19, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S••••••• N••••••	Independent wealth	Mar 16, 2021	n/a	yes	Hickory, NC\|ATLANTA, GA	Current employment
O••••••• F•••••••• G••••• I•••	Independent wealth	Apr 20, 2011	Apr 8, 2021	no	WILMINGTON, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••• F•••••••• G••••• I•••	A••••••• S••••••• N••••••	Apr 8, 2021	Mar 16, 2021	-23	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
138515:146051:NC:2021-04-08	Apr 8, 2021	Mar 16, 2021	WILMINGTON, NC	Firm change

Relationships

Registered with (2)

→ A••••••• S••••••• N••••••Registered adviserregistration: current employment
Mar 16, 2021 to presentfactForm ADV
→ O••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Apr 20, 2011 to Apr 8, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e36dd0bd-b353-5ef0-4be4-9b1ad246cbcb
First observed: Apr 20, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.