E••••• S•••••

Advisor at L•• F•••••••• L••

FOREST HILLS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e36eb88f-5d1f-28d6-d557-2b67fcf1209a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 16, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 6, 2024	n/a	yes	FOREST HILLS, NY	Current employment
S••••• W••••• G••••	Independent wealth	Nov 18, 2021	Jun 17, 2024	no	MEDFORD, NY\|FOREST HILLS, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• G••••	L•• F•••••••• L••	Jun 17, 2024	Jun 6, 2024	-11	Firm change	RIA to ibd
L••• I••••• F•••••••• A•••••••• I•••	S••••• W••••• G••••	Dec 31, 2021	Nov 18, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
123439:106425:NY:2021-12-31	Dec 31, 2021	Nov 18, 2021	FOREST HILLS, NY	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 6, 2024 to presentfactForm ADV
→ S••••• W••••• G••••Registered adviserregistration: previous registration
Nov 18, 2021 to Jun 17, 2024factForm ADV
→ L••• I••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 16, 2021 to Dec 31, 2021factForm ADV

Dated events

Occurred
Jun 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e36eb88f-5d1f-28d6-d557-2b67fcf1209a
First observed: Apr 16, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.