DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

PHILIP JAMES YUN

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Northfield, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e36f2682-65c2-ec48-da44-aa32a9a2cf06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 9, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 9, 2003
First registration: Jan 8, 2014
Dual registered: yes, broker-dealer
Other names: PHILIP J YUN|PHILIP YUN
IAPD individual key: 4648943

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 24, 2025	n/a	yes	Northfield, IL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 29, 2018	May 8, 2025	no	Hawthorn Woods, IL\|FORT MILL, SC\|HAWTHORN WOODS, IL\|LAKE FOREST, IL	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 21, 2015	Feb 1, 2018	no	LISLE, IL\|WARRENVILLE, IL\|WARRENVILLE, IL\|WARRENVILLE, IL	Previous registration
PRIMERICA ADVISORS	National bd RIA	Jan 8, 2014	Oct 13, 2015	no	ARLINGTON HEIGHTS, IL\|OAKBROOK TERRACE, IL\|OAKBROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	AMERIPRISE FINANCIAL SERVICES, LLC	May 8, 2025	Apr 24, 2025	-14	Firm change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	Feb 1, 2018	Jan 29, 2018	-3	Firm change	Ibd to RIA
PRIMERICA ADVISORS	WOODBURY FINANCIAL SERVICES, INC.	Oct 13, 2015	Oct 21, 2015	8	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Apr 24, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 29, 2018 to May 8, 2025factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 21, 2015 to Feb 1, 2018factForm ADV
→ PRIMERICA ADVISORSRegistered adviserregistration: previous registration
Jan 8, 2014 to Oct 13, 2015factForm ADV

Dated events

Occurred
May 8, 2025
Advisor changed firm
Philip James Yun left Lpl Financial Llc for Ameriprise Financial Services, Llc (registered 2025-04-24)
Form ADVobserved 5 days ago