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Advisor at ALPHACORE CAPITAL LLC
LA JOLLA, CA | Rockville, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALPHACORE CAPITAL LLC | Independent wealth | Nov 4, 2025 | n/a | yes | LA JOLLA, CA|Rockville, MD | Current employment |
| SPC FINANCIAL INC | Former SEC adviser | Aug 18, 2022 | Nov 11, 2025 | no | ROCKVILLE, MD | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 25, 2022 | Apr 29, 2022 | no | Rockville, MD | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Feb 11, 2022 | Apr 7, 2022 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SPC FINANCIAL INC | ALPHACORE CAPITAL LLC | Nov 11, 2025 | Nov 4, 2025 | -7 | Firm change | RIA to RIA |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | SPC FINANCIAL INC | Apr 29, 2022 | Aug 18, 2022 | 111 | Firm change | Ibd to RIA |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Apr 7, 2022 | Apr 25, 2022 | 18 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104618:174346:MD:2025-11-11 | Nov 11, 2025 | Nov 4, 2025 | ROCKVILLE, MD | Firm change |