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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

DAY HAGAN ASSET MANAGEMENT

DONALD L. HAGAN, LLC, CRD 139671

SARASOTA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e37e3329-a0fd-09e5-75df-65f687230719

Data as of Oct 23, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 9
On other graphs: 0
Observed: Mar 6, 2012 to Oct 23, 2025
56 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $843MItem 5.F on the latest filing (2025-10-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $842M
Private client RAUM: $161MderivedItem 5.D individuals plus high net worth individuals
Private client share: 19%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 587
Individual clients: 196
High net worth clients: 48
Custody, client assets: $7.5M
SEC number: 801-66337
CRD: 139671
Filings on the tape: 56
First filed: Mar 6, 2012
Latest filed: Oct 23, 2025
Organised: Limited Liability Company, FL

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWN, LINDA, SUSAN	CHIEF COMPLIANCE OFFICER	A	yes	01/2013	Mar 4, 2013	Apr 10, 2024
DAY, ARTHUR, STUART	MANAGING MEMBER	C	yes	04/2006	Mar 6, 2012	Apr 10, 2024
HAGAN, DONALD, LEWIS	MANAGING MEMBER	C	yes	09/2004	Mar 6, 2012	Apr 10, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Feb 18, 2025	$843M	$842M	10	4	1	n/a	n/a
2023	Feb 8, 2024	$861M	$861M	10	4	1	n/a	n/a
2022	Jan 27, 2023	$636M	$635M	11	4	1	n/a	n/a
2021	Feb 7, 2022	$605M	$604M	11	4	1	n/a	n/a
2020	Mar 9, 2021	$317M	$316M	11	6	2	n/a	n/a
2019	Mar 11, 2020	$237M	$236M	12	7	2	n/a	n/a
2018	Mar 12, 2019	$254M	$252M	11	7	2	n/a	n/a
2017	Feb 26, 2018	$352M	$349M	11	7	2	n/a	n/a
2016	Mar 15, 2017	$372M	$370M	10	6	n/a	n/a	n/a
2015	Feb 16, 2016	$185M	$183M	8	5	n/a	n/a	n/a
2014	Feb 19, 2015	$193M	$190M	8	5	n/a	n/a	n/a
2013	Feb 13, 2014	$188M	$185M	6	4	n/a	n/a	n/a
2012	Mar 4, 2013	$150M	$147M	5	4	n/a	n/a	n/a
2011	Mar 6, 2012	$154M	$61.7M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	5	-5	n/a	0	0	0	0	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$843M	$861M	-2.1%	$605M	11.7%	10	10	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ASHTON THOMAS PRIVATE WEALTH	5	Dec 5, 2025	Oct 3, 2025	SARASOTA, FL	Firm absorbed	Other	100.0%

Relationships

Registered with (7)

← DONALD LEWIS HAGANAdvisorregistration: previous registration
Mar 10, 2006 to Dec 5, 2025factForm ADV
← ARTHUR STUART DAYAdvisorregistration: previous registration
Jun 29, 2006 to Dec 5, 2025factForm ADV
← Regan TeagueAdvisorregistration: previous registration
Jun 19, 2012 to Dec 5, 2025factForm ADV
← Tyler Wallace HaganAdvisorregistration: previous registration
Mar 14, 2024 to Dec 5, 2025factForm ADV
← Natalie Gayle BrownAdvisorregistration: previous registration
Nov 28, 2018 to Dec 5, 2025factForm ADV
← Daniel H RosenbergAdvisorregistration: previous registration
Mar 14, 2017 to Jul 23, 2020factForm ADV
← Lauren RuddAdvisorregistration: previous registration
Jun 10, 2010 to Jun 6, 2012factForm ADV

Moved with (1)

→ ASHTON THOMAS PRIVATE WEALTHRegistered adviser5 advisors, firm absorbed, same day
Dec 5, 2025 to Oct 3, 2025factForm ADV

Controls (3)

← HAGAN, DONALD, LEWISOwnerMANAGING MEMBER, ownership code C, individual
Mar 6, 2012 to Apr 10, 2024factForm ADV
← DAY, ARTHUR, STUARTOwnerMANAGING MEMBER, ownership code C, individual
Mar 6, 2012 to Apr 10, 2024factForm ADV
← BROWN, LINDA, SUSANOwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 4, 2013 to Apr 10, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 5, 2025
Firm absorbed
Day Hagan Asset Management's advisors moved to Ashton Thomas Private Wealth (Sarasota, FL): 5 of 5 registered, on the same day
Form ADVobserved 6 days ago
5 advisors
Occurred
Dec 5, 2025
Advisor changed firm
Tyler Wallace Hagan left Day Hagan Asset Management for Ashton Thomas Private Wealth (registered 2025-10-03)
Form ADVobserved 6 days ago
Occurred
Dec 5, 2025
Advisor changed firm
Regan Teague left Day Hagan Asset Management for Ashton Thomas Private Wealth (registered 2025-09-30)
Form ADVobserved 6 days ago
Occurred
Dec 5, 2025
Advisor changed firm
Donald Lewis Hagan left Day Hagan Asset Management for Ashton Thomas Private Wealth (registered 2025-09-30)
Form ADVobserved 6 days ago
Occurred
Dec 5, 2025
Advisor changed firm
Arthur Stuart Day left Day Hagan Asset Management for Ashton Thomas Private Wealth (registered 2025-10-01)
Form ADVobserved 6 days ago
Occurred
Dec 5, 2025
Advisor changed firm
Natalie Gayle Brown left Day Hagan Asset Management for Ashton Thomas Private Wealth (registered 2025-09-30)
Form ADVobserved 6 days ago
Occurred
Feb 8, 2024
Regulatory AUM changed
Day Hagan Asset Management reported RAUM $861.3M, up 35% from $636.2M (2023-06-21 to 2024-02-08)
Form ADVobserved 6 days ago
$225M
Occurred
Feb 7, 2022
Regulatory AUM changed
Day Hagan Asset Management reported RAUM $605.0M, up 91% from $316.9M (2021-10-26 to 2022-02-07)
Form ADVobserved 6 days ago
$288M

Show 1 bookkeeping events

Occurred
Jan 2, 2026
Day Hagan Asset Management no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $842.8M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e37e3329-a0fd-09e5-75df-65f687230719
First observed: Mar 6, 2012
Last observed: Oct 23, 2025 11 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAY HAGAN ASSET MANAGEMENT

DONALD L. HAGAN, LLC, CRD 139671

SARASOTA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e37e3329-a0fd-09e5-75df-65f687230719

Data as of Oct 23, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:20 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWN, LINDA, SUSAN

CHIEF COMPLIANCE OFFICER

yes

01/2013

Mar 4, 2013

Apr 10, 2024

DAY, ARTHUR, STUART

MANAGING MEMBER

yes

04/2006

Mar 6, 2012

Apr 10, 2024

HAGAN, DONALD, LEWIS

MANAGING MEMBER

yes

09/2004

Mar 6, 2012

Apr 10, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Feb 18, 2025

$843M

$842M

n/a

2023

Feb 8, 2024

$861M

n/a

2022

Jan 27, 2023

$636M

$635M

n/a

2021

Feb 7, 2022

$605M

$604M

n/a

2020

Mar 9, 2021

$317M

$316M

n/a

2019

Mar 11, 2020

$237M

$236M

n/a

2018

Mar 12, 2019

$254M

$252M

n/a

2017

Feb 26, 2018

$352M

$349M

n/a

2016

Mar 15, 2017

$372M

$370M

n/a

2015

Feb 16, 2016

$185M

$183M

n/a

2014

Feb 19, 2015

$193M

$190M

n/a

2013

Feb 13, 2014

$188M

$185M

n/a

2012

Mar 4, 2013

$150M

$147M

n/a

2011

Mar 6, 2012

$154M

$61.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-5

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$843M

$861M

-2.1%

$605M

11.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ASHTON THOMAS PRIVATE WEALTH

Dec 5, 2025

Oct 3, 2025

SARASOTA, FL

Firm absorbed

Other

100.0%