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RIA / WealthAdvisorChartered Financial Consultant36 years in industry

Daniel H Rosenberg

Advisor at ROSENBERG WEALTH MANAGEMENT LLC

FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:a71dda5f-1828-ce6d-88fd-200a04b488b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Dec 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROSENBERG WEALTH MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 23, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 11
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Apr 23, 1990
First registration: Dec 6, 2002
Dual registered: no
IAPD individual key: 1795770

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROSENBERG WEALTH MANAGEMENT LLC	State registered	Dec 12, 2022	n/a	yes	FORT LAUDERDALE, FL	Current employment
PNC CAPITAL ADVISORS LLC	Other adviser	May 4, 2022	Sep 2, 2022	no	Fort Lauderdale, FL	Previous registration
DAY HAGAN ASSET MANAGEMENT	Former SEC adviser	Mar 14, 2017	Jul 23, 2020	no	SARASOTA, FL	Previous registration
STADION MONEY MANAGEMENT, LLC	Independent wealth	Aug 2, 2012	Oct 6, 2016	no	WATKINSVILLE, GA\|FT LAUDERDALE, FL	Previous registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Independent wealth	Nov 3, 2011	Mar 8, 2012	no	WESTON, FL\|OMAHA, NE\|WESTON, FL	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	Nov 17, 2010	Aug 12, 2011	no	BOULDER, CO\|ARVADA, CO	Previous registration
ADVISOR SOLUTIONS, LLC.	n/a	Nov 24, 2009	Oct 13, 2010	no	BOULDER, CO	Previous registration
WINDSOR CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 15, 2009	Oct 15, 2009	no	PHOENIX, AZ	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Sep 11, 2007	Apr 3, 2009	no	FT. LAUDERDALE, FL	Previous registration
ROSENBERG FINANCIAL SERVICES, INC.	n/a	Mar 15, 2006	Apr 16, 2007	no	WESTON, FL	Previous registration
LINCOLN FINANCIAL DISTRIBUTORS, INC.	n/a	Dec 11, 2003	Feb 16, 2005	no	WESTON, FL	Previous registration
SENTRA SECURITIES CORPORATION	n/a	Dec 6, 2002	May 1, 2003	no	WESTON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC CAPITAL ADVISORS LLC	ROSENBERG WEALTH MANAGEMENT LLC	Sep 2, 2022	Dec 12, 2022	101	Firm change	Other
DAY HAGAN ASSET MANAGEMENT	PNC CAPITAL ADVISORS LLC	Jul 23, 2020	May 4, 2022	650	Firm change after gap	Other
STADION MONEY MANAGEMENT, LLC	DAY HAGAN ASSET MANAGEMENT	Oct 6, 2016	Mar 14, 2017	159	Firm change	Other
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	STADION MONEY MANAGEMENT, LLC	Mar 8, 2012	Aug 2, 2012	147	Firm change	Other
EAGLE STRATEGIES LLC	MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Aug 12, 2011	Nov 3, 2011	83	Firm change	Other
ADVISOR SOLUTIONS, LLC.	EAGLE STRATEGIES LLC	Oct 13, 2010	Nov 17, 2010	35	Firm change	Other
WINDSOR CAPITAL MANAGEMENT, LLC	ADVISOR SOLUTIONS, LLC.	Oct 15, 2009	Nov 24, 2009	40	Firm change	Other
STRATEGIC ADVISERS LLC	WINDSOR CAPITAL MANAGEMENT, LLC	Apr 3, 2009	Jun 15, 2009	73	Firm change	Other
ROSENBERG FINANCIAL SERVICES, INC.	STRATEGIC ADVISERS LLC	Apr 16, 2007	Sep 11, 2007	148	Firm change	Other
LINCOLN FINANCIAL DISTRIBUTORS, INC.	ROSENBERG FINANCIAL SERVICES, INC.	Feb 16, 2005	Mar 15, 2006	392	Firm change	Other
SENTRA SECURITIES CORPORATION	LINCOLN FINANCIAL DISTRIBUTORS, INC.	May 1, 2003	Dec 11, 2003	224	Firm change	Other

Relationships

Registered with (12)

→ ROSENBERG WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Dec 12, 2022 to presentfactForm ADV
→ PNC CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
May 4, 2022 to Sep 2, 2022factForm ADV
→ DAY HAGAN ASSET MANAGEMENTRegistered adviserregistration: previous registration
Mar 14, 2017 to Jul 23, 2020factForm ADV
→ STADION MONEY MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 2, 2012 to Oct 6, 2016factForm ADV
→ MUTUAL OF OMAHA INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Nov 3, 2011 to Mar 8, 2012factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Nov 17, 2010 to Aug 12, 2011factForm ADV
→ ADVISOR SOLUTIONS, LLC.Registered adviserregistration: previous registration
Nov 24, 2009 to Oct 13, 2010factForm ADV
→ WINDSOR CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 15, 2009 to Oct 15, 2009factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Sep 11, 2007 to Apr 3, 2009factForm ADV
→ ROSENBERG FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 15, 2006 to Apr 16, 2007factForm ADV
→ LINCOLN FINANCIAL DISTRIBUTORS, INC.Registered adviserregistration: previous registration
Dec 11, 2003 to Feb 16, 2005factForm ADV
→ SENTRA SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 6, 2002 to May 1, 2003factForm ADV

Dated events

Occurred
Sep 2, 2022
Advisor changed firm
Daniel H Rosenberg left Pnc Capital Advisors Llc for Rosenberg Wealth Management Llc (registered 2022-12-12)
Form ADVobserved 5 days ago