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Reading the graph
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Advisor at W•••• F•••• A•••••••
Chesterfield, MO | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Jan 24, 2017 | n/a | yes | Chesterfield, MO|ST. LOUIS, MO | Current employment |
| F•••• A••••• A••••••• S•••••••• I••• | Former SEC adviser | Aug 23, 2006 | Apr 13, 2016 | no | CHESTERFIELD, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• A••••• A••••••• S•••••••• I••• | W•••• F•••• A••••••• | Apr 13, 2016 | Jan 24, 2017 | 286 | Firm change | Other |
| F•• A••••••• S••••••• I•• | F•••• A••••• A••••••• S•••••••• I••• | Jan 18, 2007 | Aug 23, 2006 |
| F•• A••••••• S••••••• I•• | n/a | Nov 12, 1996 | Jan 18, 2007 | no | CHESTERFIELD, MO | Previous registration |
| -148 |
| Bulk transfer |
| Other |