RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• H•••• R••••••••
- W•••• F•••• A••••••• wirehouse currentsince Jan 24, 2017 · Ellisville, Mo
- F•••• A••••• A••••••• S•••••••• I••• formerAug 23, 2006 to Apr 13, 2016 · Chesterfield, Mo
- F•• A••••••• S••••••• I•• unclassifiedNov 12, 1996 to Jan 18, 2007 · Chesterfield, Mo
- F•••• A••••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••left Apr 13, 2016, registered Jan 24, 2017 (286 days) · Other
- F•• A••••••• S••••••• I•• to F•••• A••••• A••••••• S•••••••• I•••left Jan 18, 2007, registered Aug 23, 2006 (-148 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address