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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

MICHAEL ANDREW NOONE

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e38d8c05-e1f3-67be-7544-9d5df65289f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 11, 1983
First registration: Feb 16, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1053025

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 10, 2016	n/a	yes	RED BANK, NJ	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 11, 2016	no	Red Bank, NJ\|RED BANK, NJ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 29, 2008	Jun 1, 2009	no	RED BANK, NJ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 18, 2008	Apr 28, 2008	no	RED BANK, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 16, 2000	Apr 26, 2008	no	GARDEN CITY, NY\|GARDEN CITY, NY\|RED BANK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 11, 2016	Nov 10, 2016	-1	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Apr 26, 2008	Apr 18, 2008	-8	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:7691:NJ:2016-10-31	Nov 11, 2016	Nov 10, 2016	RED BANK, NJ	Firm change

Relationships

Registered with (3)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 16, 2000 to Apr 26, 2008factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 11, 2016factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 29, 2008 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e38d8c05-e1f3-67be-7544-9d5df65289f6
First observed: Feb 16, 2000
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL ANDREW NOONE

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e38d8c05-e1f3-67be-7544-9d5df65289f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Nov 10, 2016

n/a

yes

RED BANK, NJ

Current employment

MORGAN STANLEY

Wirehouse

Jun 1, 2009

Nov 11, 2016

Red Bank, NJ|RED BANK, NJ

Previous registration

MORGAN STANLEY & CO. LLC

n/a

Apr 29, 2008

Jun 1, 2009

RED BANK, NJ

Previous registration

MORGAN STANLEY & CO. LLC

n/a

Apr 18, 2008

Apr 28, 2008

RED BANK, NJ

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Feb 16, 2000

Apr 26, 2008

GARDEN CITY, NY|GARDEN CITY, NY|RED BANK, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nov 11, 2016

Nov 10, 2016

-1

Firm change

Wirehouse to wirehouse

MORGAN STANLEY & CO. LLC

MORGAN STANLEY

Jun 1, 2009

Bulk transfer

Other

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY & CO. LLC

Apr 26, 2008

Apr 18, 2008

-8

Firm change

Other

Team

Left

Joined

From

Kind

149777:7691:NJ:2016-10-31

Nov 11, 2016

Nov 10, 2016

RED BANK, NJ

Firm change