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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

JAMES RYAN ASHBRIDGE

Advisor at SCHWAB WEALTH ADVISORY, INC.

Orlando, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e393e29d-ef8b-15a0-9141-69efff3db903

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Apr 8, 2008
First registration: Jul 18, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5493200

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Nov 2, 2021	n/a	yes	Orlando, FL	Current employment
AVIANCE CAPITAL PARTNERS LLC	Independent wealth	Nov 21, 2019	Mar 30, 2021	no	NAPLES, FL\|Orlando, FL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 18, 2008	Oct 26, 2019	no	ALTAMONTE SPRINGS, FL\|ORLANDO, FL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 18, 2008	Oct 26, 2019	no	Winter Park, FL\|The Villages, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVIANCE CAPITAL PARTNERS LLC	SCHWAB WEALTH ADVISORY, INC.	Mar 30, 2021	Nov 2, 2021	217	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	AVIANCE CAPITAL PARTNERS LLC	Oct 26, 2019	Nov 21, 2019	26	Firm change	RIA to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 26, 2019	Jul 18, 2008	-4,117	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:111514:FL:2019-10-26	Oct 26, 2019	Jul 18, 2008	THE VILLAGES, FL	Firm change after gap

Relationships

Registered with (4)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Nov 2, 2021 to presentfactForm ADV
→ AVIANCE CAPITAL PARTNERS LLCRegistered adviserregistration: previous registration
Nov 21, 2019 to Mar 30, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 18, 2008 to Oct 26, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 18, 2008 to Oct 26, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e393e29d-ef8b-15a0-9141-69efff3db903
First observed: Jul 18, 2008
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES RYAN ASHBRIDGE

Advisor at SCHWAB WEALTH ADVISORY, INC.

Orlando, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e393e29d-ef8b-15a0-9141-69efff3db903

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SCHWAB WEALTH ADVISORY, INC.

No RAUM reported

Nov 2, 2021

n/a

yes

Orlando, FL

Current employment

AVIANCE CAPITAL PARTNERS LLC

Independent wealth

Nov 21, 2019

Mar 30, 2021

NAPLES, FL|Orlando, FL

Previous registration

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Former SEC adviser

Jul 18, 2008

Oct 26, 2019

ALTAMONTE SPRINGS, FL|ORLANDO, FL

Previous registration

TD AMERITRADE, INC.

Former SEC adviser

Jul 18, 2008

Oct 26, 2019

Winter Park, FL|The Villages, FL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

AVIANCE CAPITAL PARTNERS LLC

SCHWAB WEALTH ADVISORY, INC.

Mar 30, 2021

Nov 2, 2021

217

Firm change

Other

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

AVIANCE CAPITAL PARTNERS LLC

Oct 26, 2019

Nov 21, 2019

Firm change

RIA to RIA

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Oct 26, 2019

Jul 18, 2008

-4,117

Channel change

Other

Team

Left

Joined

From

Kind

7870:111514:FL:2019-10-26

Oct 26, 2019

Jul 18, 2008

THE VILLAGES, FL

Firm change after gap