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CRD 149313
MACON, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BRANDON SCOTT CHRISTY | Personal Financial Specialist | Macon, GA | 1 | 21 | 2 | no |
| JOE MATHEWS | n/a | MACON, GA | 1 | 14 | 1 | no |
| MELVIN HANSEL STUBBS | n/a | MACON, GA | IRMO, SC | 1 | 22 | 1 | no |
| THOMAS MELVIN NEESMITH | n/a | Macon, GA | 1 | 12 | 1 | no |
| Amanda Reynolds Howell | n/a | MACON, GA | 1 | 14 | 1 | no |
| Mathew Thomas Ramey | n/a | Fort Wayne, IN | MACON, GA | 1 | 10 | 1 | no |
| Michelle Dykes | n/a | MACON, GA | 1 | 11 | 1 | no |
| Samuel Joseph Gaston | n/a | MACON, GA | 1 | 11 | 2 | no |
| Owen Freel | n/a | MACON, GA | 1 | 10 | 1 | no |
| Hampton Dillard | n/a | MACON, GA | 1 | 12 | 1 | no |
| Alexander Pettola | n/a | MACON, GA | 0 | 10 | n/a | no |
| Seth Christy | Certified Financial Planner | MACON, GA | 0 | 10 | n/a | no |
| Jeremy Johnston | n/a | MACON, GA | 0 | 16 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CHRISTY, BRANDON, SCOTT | President | E | yes | 01/2006 | Apr 26, 2018 | Oct 23, 2024 |
| NEESMITH, THOMAS, MELVIN | EXECUTIVE VP OF OPERATIONS | B | yes | 04/2016 | Apr 26, 2018 | Oct 23, 2024 |
| Puckett, Abby, Suzette | CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | Na | no | 06/2018 | Sep 10, 2018 | Oct 23, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $376M | $373M | 22 | 11 | 2 | n/a | n/a |
| 2024 | Mar 19, 2025 | $295M | $295M | 21 | 10 | 1 | n/a | n/a |
| 2023 | Mar 29, 2024 | $260M | $233M | 21 | 10 | 1 | n/a | n/a |
| 2022 | Mar 22, 2023 | $227M | $96.9M | 21 | 9 | 1 | n/a | n/a |
| 2021 | Mar 15, 2022 | $261M | $0 | 21 | 7 | 1 | n/a | n/a |
| 2020 | Mar 19, 2021 | $195M | $0 | 19 | 7 | 1 | n/a | n/a |
| 2019 | Mar 25, 2020 | $175M | $0 | 19 | 6 | 2 | n/a | n/a |
| 2018 | Feb 6, 2019 | $151M | $0 | 18 | 7 | 2 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $376M | $295M | 27.4% | $227M | 18.3% | 22 | 21 | 2 | 1 |