DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• C•••••• M••••••••• I•••
Latest filing Jul 9, 2026
First filing on the tape Apr 26, 2018 · 25 filings
SEC status approved since May 23, 2018
RAUM
$376M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$376M individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$28.9M
derived; firm RAUM over IAPD count
Employees
22
11 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$376M as of Jul 9, 2026
Feb 6, 2019$151M then
HNW client RAUM$145M as of Jul 9, 2026
Feb 6, 2019$10.4M then
State-registered IARs (5.B.3)10 as of Jul 9, 2026
Feb 6, 20197 then
Employees (5.A)22 as of Jul 9, 2026
Feb 6, 201918 then
Private funds: no history
RAUM +27% over the last fiscal year+18% a year over threeIARs 10 to 10offices 1 to 2
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $28.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 59derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $205,067derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 4.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.2%derived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 765reportedItem 5.H
- Custody
- $261M, 992 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$231M61%
- High-net-worth individuals$145M39%
- Pension and profit-sharing plans$410,8710.1%
- Individual clients
- 679reported
- HNW clients
- 86reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 1,835reported
- Financial planning clients
- 765reported
- Wrap fee programs
- noreported
- Custody of client assets
- $261M for 992 clientsreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••••• S•••• C••••••Personal Financial Specialist | Macon, Ga | Jan 8, 2025 | 21 y | 2 |
| H•••••• D•••••• | Macon, Ga | Jan 8, 2025 | 12 y | 1 |
| J•• M•••••• | Macon, Ga | Jan 8, 2025 | 14 y | 1 |
| M••••• H••••• S••••• | Macon, Ga | Jan 8, 2025 | 22 y | 1 |
| T••••• M••••• N••••••• | Macon, Ga | Jan 8, 2025 | 12 y | 1 |
| A••••• R••••••• H••••• | Macon, Ga | Jan 8, 2025 | 14 y | 1 |
| M••••• T••••• R•••• | Fort Wayne, In | Jan 8, 2025 | 10 y | 1 |
| M••••••• D•••• | Macon, Ga | Jan 8, 2025 | 11 y | 1 |
| S••••• J••••• G••••• | Macon, Ga | Jan 8, 2025 | 11 y | 2 |
| O••• F•••• | Macon, Ga | Jan 8, 2025 | 10 y | 1 |
| A•••••••• P•••••• | Macon, Ga | Mar 24, 2026 | 10 y | 0 |
| S••• C••••••Certified Financial Planner | Macon, Ga | May 19, 2026 | 10 y | 0 |
| J••••• J••••••• | Macon, Ga | Sep 3, 2026 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- N••••••• B•••• M••••• to S••••• O•• S••••••••• I•••Jul 17, 2019 · RIA to affiliated broker-dealer or bank
- D••••• M••• W••••• to W••••• W••••• S•••••••••Jun 14, 2018 · RIA to a state-registered adviser
- J••••• L•• P•••••• to R•••••••• C•••••• M••••••••• I•••Feb 6, 2014 · RIA to a state-registered adviser
- J••• C••••• B•••••• to R•••••••• C•••••• M••••••••• I•••Jul 20, 2012 · RIA to a state-registered adviser
- C••••• K•••• B•••••• to R•••••••• C•••••• M••••••••• I•••Feb 6, 2012 · RIA to a state-registered adviser
Joined, latest
- S••••• J••••• G••••• from L•• F•••••••• L••Apr 11, 2023 · Affiliated broker-dealer or bank to independent RIA
- N••••••• B•••• M••••• from P••• A••••• S••••••••• L••Jul 27, 2016 · Other
- C••••• K•••• B•••••• from A••••••• A••••••• S•••••••Jul 12, 2010 · Other
- J••••• L•• P•••••• from M••••• S••••••Jan 22, 2010 · Wirehouse to independent RIA
- B•••••• S•••• C•••••• from S••Feb 20, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• B••••••• S•••• · Presidentcontrolsince 01/2006 · owns 75% or more
- N•••••••• T•••••• M••••• · Executive Vp Of Operationscontrolsince 04/2016 · owns 10% to 25%
- P••••••• A•••• S•••••• · Chief Compliance Officer, Chief Operations Officersince 06/2018 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Macon, Ga · principal | 13 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,727 to 1,835Jan 8, 2026 to Mar 27, 2026
- Advisory employees · 10 to 11Jan 8, 2026 to Mar 27, 2026
- HNW clients · 52 to 86Jan 8, 2026 to Mar 27, 2026
- Individual clients · 704 to 679Jan 8, 2026 to Mar 27, 2026
- Assets in custody · $197M to $261MJan 8, 2026 to Mar 27, 2026
- Employees · 21 to 22Jan 8, 2026 to Mar 27, 2026
- Discretionary RAUM · $295M to $373MJan 8, 2026 to Mar 27, 2026
- HNW RAUM · $77.8M to $145MJan 8, 2026 to Mar 27, 2026
- Individual RAUM · $217M to $231MJan 8, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $701,200 to $3.4MJan 8, 2026 to Mar 27, 2026
- Pension RAUM · $701,200 to $410,871Jan 8, 2026 to Mar 27, 2026
- RAUM · $295M to $376MJan 8, 2026 to Mar 27, 2026
- Other offices · 1 to 2Mar 19, 2025 to Jan 8, 2026
- Accounts · 1,024 to 1,727Jan 8, 2025 to Mar 19, 2025
- HNW clients · 40 to 52Jan 8, 2025 to Mar 19, 2025
- Individual clients · 983 to 704Jan 8, 2025 to Mar 19, 2025
- Assets in custody · $122M to $197MJan 8, 2025 to Mar 19, 2025
- Financial planning clients · More than 500 to More than 500Jan 8, 2025 to Mar 19, 2025
- Discretionary RAUM · $233M to $295MJan 8, 2025 to Mar 19, 2025
- HNW RAUM · $62.0M to $77.8MJan 8, 2025 to Mar 19, 2025
- Individual RAUM · $197M to $217MJan 8, 2025 to Mar 19, 2025
- Non-discretionary RAUM · $26.9M to $701,200Jan 8, 2025 to Mar 19, 2025
- Pension RAUM · $309,227 to $701,200Jan 8, 2025 to Mar 19, 2025
- RAUM · $260M to $295MJan 8, 2025 to Mar 19, 2025
- Accounts · 898 to 1,024Mar 22, 2023 to Mar 29, 2024
- Advisory employees · 9 to 10Mar 22, 2023 to Mar 29, 2024
- HNW clients · 28 to 40Mar 22, 2023 to Mar 29, 2024
- Individual clients · 869 to 983Mar 22, 2023 to Mar 29, 2024
- Assets in custody · $16.4M to $122MMar 22, 2023 to Mar 29, 2024
- State-registered IARs · 9 to 10Mar 22, 2023 to Mar 29, 2024
- Discretionary RAUM · $96.9M to $233MMar 22, 2023 to Mar 29, 2024
- HNW RAUM · $41.1M to $62.0MMar 22, 2023 to Mar 29, 2024
- Individual RAUM · $186M to $197MMar 22, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $130M to $26.9MMar 22, 2023 to Mar 29, 2024
- RAUM · $227M to $260MMar 22, 2023 to Mar 29, 2024
- Accounts · 1,368 to 898May 20, 2022 to Mar 22, 2023
- Advisory employees · 7 to 9May 20, 2022 to Mar 22, 2023
- HNW clients · 37 to 28May 20, 2022 to Mar 22, 2023
- Individual clients · 862 to 869May 20, 2022 to Mar 22, 2023
- Pension plan clients · 0 to 1May 20, 2022 to Mar 22, 2023
Signals
2 dated events
- J••• R•••••• B••••• (Chief Compliance Officer) no longer on Schedule A of C•••••• C•••••• M••••••••• I••• (listed 2020-06-26, absent 2021-03-19)Mar 19, 2021 · Control person left · inference
- C•••••• C•••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Apr 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 866-331-7749reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/christy-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- christycapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 478-314-2160reportedpublic record, Form ADV, Jul 9, 2026
- Contact form
- christycapital.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $28.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026