DFX Intelligence

J•••• A•••• M••••••••• O• N•• Y••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

J•••• A•••• M••••••••• O• N•• Y••• L••

CRD 112006

HERMOSA BEACH, CA

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Search this name across graphsid dfx:ria:e39e5a42-a448-149b-732f-3a3c7436daa1

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Mar 23, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $84.1M••• Locked
Discretionary RAUM: $84.1M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• F••••••• J•••	MEMBER, MANAGER	B	yes	07/1999	Mar 30, 2012	Mar 29, 2024
C•••••••• D•••••• A•	MEMBER, MANAGER	B	yes	08/1999	Mar 30, 2012	Mar 29, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$84.1M	$78.5M	7.1%	$85.4M	-0.5%	3	4	0	0

Relationships

Affiliated with (1)

← A•••••••• C•••••• M••••••••• I•••Registered adviserother investment adviser
factForm ADV

Controls (5)

← A••••••••• F••••••• J•••OwnerMEMBER, MANAGER, ownership code B, individual
Mar 30, 2012 to Mar 29, 2024factForm ADV
← J••••• R•••• I•••••OwnerMANAGER, CHAIRMAN, CEO, MANAGING MEMBER, ownership code D, individual
Mar 30, 2012 to Mar 29, 2024factForm ADV
← C•••••••• D•••••• A•OwnerMEMBER, MANAGER, ownership code B, individual

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-139M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e39e5a42-a448-149b-732f-3a3c7436daa1
First observed: Mar 30, 2012
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.