DFX Intelligence

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SEC-registered adviser

J•••• A•••• M••••••••• O• N•• Y••• L••

Asset manager (funds and pooled vehicles)Hermosa Beach, CaliforniaCRD 112006SEC 801-56730website IAPD

Latest filing Mar 23, 2026

First filing on the tape Mar 30, 2012 · 17 filings

SEC status approved since Aug 6, 1999

RAUM

$84.1M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

17 filings and snapshots on the tape

RAUM$84.1M as of Mar 23, 2026

Mar 30, 2012$24.0M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 23, 2026

Mar 30, 20120 then

Employees (5.A)3 as of Mar 23, 2026

Mar 28, 20134 then

Private funds: no history

RAUM +7.1% over the last fiscal year-0.5% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 23, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $28.0MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +7.1%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for investment companiesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Investment companies$84.1M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

A••••••••• F••••••• J••• · Member, Managercontrol
since 07/1999 · owns 10% to 25%
C•••••••• D•••••• A• · Member, Managercontrol
since 08/1999 · owns 10% to 25%
J••••• R•••• I••••• · Manager, Chairman, Ceo, Managing Membercontrol
since 07/1999 · owns 50% to 75%
C•••• H•••••• C•••••• · Chief Compliance Officer
since 04/2024 · owns less than 5%

Entity owners

L•••••• G•••• L••• · Owner
indirect · owns 50% to 75% of L•••••• I•••
T•• L•••••• F••••••••• · Owner
indirect · owns 50% to 75% of L•••••• G•••• L•••
L•••••• I••• · Member
direct · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Advisers that list J•••• A•••• M••••••••• O• N•• Y••• L•• as a related person

109482 n

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 4 to 3
Mar 28, 2025 to Mar 23, 2026
Employees · 4 to 3
Mar 28, 2025 to Mar 23, 2026
Discretionary RAUM · $78.5M to $84.1M
Mar 28, 2025 to Mar 23, 2026
RAUM · $78.5M to $84.1M
Mar 28, 2025 to Mar 23, 2026
Accounts · 4 to 3
Mar 29, 2024 to Mar 28, 2025
Employees · 5 to 4
Mar 29, 2024 to Mar 28, 2025
Financial planning clients · unset to
Mar 29, 2024 to Mar 28, 2025
Discretionary RAUM · $87.8M to $78.5M
Mar 29, 2024 to Mar 28, 2025
RAUM · $87.8M to $78.5M
Mar 29, 2024 to Mar 28, 2025
Discretionary RAUM · $85.4M to $87.8M
Mar 31, 2023 to Mar 29, 2024
RAUM · $85.4M to $87.8M
Mar 31, 2023 to Mar 29, 2024
Discretionary RAUM · $224M to $85.4M
Dec 15, 2022 to Mar 31, 2023
RAUM · $224M to $85.4M
Dec 15, 2022 to Mar 31, 2023
Related adviser · true to false
Dec 15, 2022 to Mar 31, 2023
Accounts · 3 to 4
Mar 31, 2021 to Mar 30, 2022
Discretionary RAUM · $149M to $224M
Mar 31, 2021 to Mar 30, 2022
RAUM · $149M to $224M
Mar 31, 2021 to Mar 30, 2022
Discretionary RAUM · $79.0M to $149M
Mar 26, 2020 to Mar 31, 2021
RAUM · $79.0M to $149M
Mar 26, 2020 to Mar 31, 2021
Accounts · 1 to 3
Mar 28, 2019 to Mar 26, 2020
Discretionary RAUM · $67.5M to $79.0M
Mar 28, 2019 to Mar 26, 2020
RAUM · $67.5M to $79.0M
Mar 28, 2019 to Mar 26, 2020
Accounts · 3 to 1
Mar 29, 2018 to Mar 28, 2019
Discretionary RAUM · $68.7M to $67.5M
Mar 29, 2018 to Mar 28, 2019
RAUM · $68.7M to $67.5M
Mar 29, 2018 to Mar 28, 2019
Employees · 6 to 5
Mar 30, 2017 to Mar 29, 2018
Other offices · unset to 0.0
Mar 30, 2017 to Mar 29, 2018
Discretionary RAUM · $65.1M to $68.7M
Mar 30, 2017 to Mar 29, 2018
RAUM · $65.1M to $68.7M
Mar 30, 2017 to Mar 29, 2018
Accounts · 4 to 3
Mar 30, 2016 to Mar 30, 2017
HQ city · MANHATTAN BEACH to HERMOSA BEACH
Mar 30, 2016 to Mar 30, 2017
Discretionary RAUM · $71.2M to $65.1M
Mar 30, 2016 to Mar 30, 2017
RAUM · $71.2M to $65.1M
Mar 30, 2016 to Mar 30, 2017
Discretionary RAUM · $80.2M to $71.2M
Mar 31, 2015 to Mar 30, 2016
RAUM · $80.2M to $71.2M
Mar 31, 2015 to Mar 30, 2016
Advisory employees · 3 to 4
Mar 19, 2014 to Mar 31, 2015
Employees · 4 to 6
Mar 19, 2014 to Mar 31, 2015
Discretionary RAUM · $88.2M to $80.2M
Mar 19, 2014 to Mar 31, 2015
RAUM · $88.2M to $80.2M
Mar 19, 2014 to Mar 31, 2015
Discretionary RAUM · $76.9M to $88.2M
Mar 28, 2013 to Mar 19, 2014

Signals

1 dated events

J•••• A•••• M••••••••• O• N•• Y••• L•• reported RAUM $85.4M, down 62% from $224.0M (2022-12-15 to 2023-03-31)
Mar 31, 2023 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/jacob-asset-managementreportedpublic record, Form ADV, Mar 23, 2026
Website: j•••••••••.comreportedpublic record, Form ADV, Mar 23, 2026
Principal office phone: 424-237-2164reportedpublic record, Form ADV, Mar 23, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026