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K•••• M•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

K•••• M•••••• S••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Uniontown, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e39e65c2-9e5e-2c94-e087-f587894bd975

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 11, 2023	n/a	yes	Uniontown, OH	Current employment
M••••• S••••••	Wirehouse	Feb 9, 2021	Aug 25, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Aug 25, 2023	Aug 11, 2023	-14	Firm change	Wirehouse to ibd
C•••••••	M••••• S••••••	Dec 10, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:149018:OH:2023-08-18	Aug 25, 2023	Aug 11, 2023	AKRON, OH	Firm change
107230:175112:OH:2019-07-31	Jul 31, 2019	May 31, 2019	UNIONTOWN, OH	Firm change after gap

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Aug 11, 2023 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Feb 9, 2021 to Aug 25, 2023factForm ADV
→ C•••••••Registered adviserregistration: previous registration
May 31, 2019 to Dec 10, 2020factForm ADV
→ C••••••••• C•••••• A•••••••

Dated events

Occurred
Aug 25, 2023
Advisor changed firm
K•••• M•••••• S•••• left M••••• S•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-08-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e39e65c2-9e5e-2c94-e087-f587894bd975
First observed: Feb 15, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.