DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RUSSELL INVESTMENTS
St Charles, MO | SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RUSSELL INVESTMENTS | Asset manager | Oct 23, 2018 | n/a | yes | SEATTLE, WA|St Charles, MO | Current employment |
| AST INVESTMENT SERVICES, INC. | Asset manager | Aug 24, 2016 | Jul 31, 2018 | no | SHELTON, CT | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Aug 11, 2016 | no | Chesterfield, MO|ST CHARLES, MO | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 15, 2001 | Jun 1, 2009 | no | CHESTERFIELD, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AST INVESTMENT SERVICES, INC. | RUSSELL INVESTMENTS | Jul 31, 2018 | Oct 23, 2018 | 84 | Firm change | Other |
| MORGAN STANLEY | AST INVESTMENT SERVICES, INC. | Aug 11, 2016 | Aug 24, 2016 | 13 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |