DFX Intelligence

G••••• H•••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

G••••• H•••• A••••••

Advisor at C•••••••• F••••••••• I•••

HONOLULU, HI

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Search this name across graphsid dfx:ria:e3a827ee-c1f9-971b-f411-2b9bdb0f4232

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• F••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 7, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• F••••••••• I•••	Bd affiliated wealth	Oct 31, 2016	n/a	yes	HONOLULU, HI	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Nov 16, 2015	Nov 3, 2016	no	HONOLULU, HI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	C•••••••• F••••••••• I•••	Nov 3, 2016	Oct 31, 2016	-3	Firm change	Other
W••••••• S••••••••• A•••••••	S••••••••• A•••••• A•••••••• I•••	Nov 30, 2015	Nov 16, 2015

Relationships

Registered with (5)

→ C•••••••• F••••••••• I•••Registered adviserregistration: current employment
Oct 31, 2016 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 16, 2015 to Nov 3, 2016factForm ADV
→ W••••••• S••••••••• A•••••••Registered adviserregistration: previous registration
Jun 1, 2010 to Nov 30, 2015factForm ADV
→ G•••• A••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3a827ee-c1f9-971b-f411-2b9bdb0f4232
First observed: Mar 17, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.