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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WILBANKS SECURITIES ADVISORY

AARON WILBANKS & ASSOCIATES, INC., CRD 118304

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d19d0f15-2faa-036a-dece-7309e87bd132

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 46
Dated events: 0
On other graphs: 0
Observed: Nov 29, 2011 to Mar 31, 2017
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $137MItem 5.F on the latest filing (2017-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $107M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 48
Advisory employees: 48
Accounts: 750
SEC number: 801-63318
CRD: 118304
Filings on the tape: 12
First filed: Nov 29, 2011
Latest filed: Mar 31, 2017
Organised: Corporation, Oklahoma

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WILBANKS, AARON, BRONELLE	PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER	E	yes	01/1996	Nov 29, 2011	Mar 31, 2017
WILBANKS, RANDALL, LEE	VICE PRESIDENT	B	yes	01/1996	Nov 29, 2011	Mar 31, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WILBANKS SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a
WILBANKS SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chandler	Az	United States	n/a	no
Orlando	FL	United States	n/a	no
BROKEN ARROW	Ok	United States	n/a	no
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$137M	$107M	48	48	n/a	n/a	n/a
2015	Mar 30, 2016	$121M	$93.0M	50	50	n/a	n/a	n/a
2014	Mar 31, 2015	$106M	$77.4M	60	50	n/a	n/a	n/a
2013	Mar 31, 2014	$137M	$73.0M	60	60	n/a	n/a	n/a
2012	Mar 28, 2013	$135M	$67.6M	57	57	n/a	n/a	n/a
2011	Mar 29, 2012	$99.3M	$59.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$137M	$121M	13.2%	$137M	0.1%	48	50	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CL WEALTH MANAGEMENT LLC	4	Jun 13, 2017	Aug 21, 2017	OKLAHOMA CITY, OK	Team lift out	Other	22.2%

Relationships

Controls (2)

← WILBANKS, AARON, BRONELLEOwnerPRESIDENT & CEO, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 29, 2011 to presentfactForm ADV
← WILBANKS, RANDALL, LEEOwnerVICE PRESIDENT, ownership code B, individual
Nov 29, 2011 to presentfactForm ADV

Registered with (41)

← CHARLES HERBERT MAHERAdvisorregistration: previous registration
Nov 27, 2006 to Mar 19, 2018factForm ADV
← KEITH LINDELL HASKELLAdvisorregistration: previous registration
Feb 19, 2010 to Mar 19, 2018factForm ADV
← LOUIS MICHAEL JIMENEZAdvisorregistration: previous registration
Sep 20, 2005 to Mar 19, 2018factForm ADV
← ROGER ALAN TOELKEAdvisorregistration: previous registration
Jan 8, 2010 to Mar 19, 2018factForm ADV
← GREGORY BROOK ASHTONAdvisorregistration: previous registration
Jun 28, 2016 to Dec 31, 2017factForm ADV
← JEREMY DILLON BALDWINAdvisorregistration: previous registration
Oct 15, 2014 to Aug 4, 2017factForm ADV
← Dick Paul SchulzAdvisorregistration: previous registration
Feb 28, 2012 to Jul 14, 2017factForm ADV
← WILLIAM ANTHONY BROOKSAdvisorregistration: previous registration
Nov 7, 2006 to Jul 14, 2017factForm ADV
← DAVID MATTHEW COLLINSAdvisorregistration: previous registration
Jun 22, 2010 to Jul 6, 2017factForm ADV
← John Samuel KarrantAdvisorregistration: previous registration
Mar 10, 2016 to Jun 27, 2017factForm ADV
← DELL RAYMOND HUGHESAdvisorregistration: previous registration
Sep 29, 2006 to Jun 27, 2017factForm ADV
← ROBERT CHARLES WADDELLAdvisorregistration: previous registration
Aug 12, 2016 to Jun 23, 2017factForm ADV
← WAJEEHUDDIN SALIM SIDDIQUIAdvisorregistration: previous registration
Feb 9, 2012 to Jun 22, 2017factForm ADV
← WILLIAM HENRY BAKERAdvisorregistration: previous registration
Jul 18, 2003 to Jun 19, 2017factForm ADV
← SCOTT DOUGLAS CLARKEAdvisorregistration: previous registration
Aug 12, 2016 to Jun 19, 2017factForm ADV
← Ming HuAdvisorregistration: previous registration
Jan 14, 2010 to Jun 19, 2017factForm ADV
← JOSEPH ALEXANDER SUNDAYAdvisorregistration: previous registration
Aug 29, 2011 to Jun 19, 2017factForm ADV
← BECKY SUE LYNCHAdvisorregistration: previous registration
Aug 24, 2015 to Jun 13, 2017factForm ADV
← JEFFRY JOSEPH HASPELAdvisorregistration: previous registration
May 12, 2004 to Jun 12, 2017factForm ADV
← TERRENCE SCOTT RANSOMAdvisorregistration: previous registration
Aug 13, 2013 to Jun 12, 2017factForm ADV
← CHRISTOPHER SCOTT DAMENAdvisorregistration: previous registration
Jun 21, 2013 to Jun 2, 2017factForm ADV
← CURTIS VERDELL LUNDAdvisorregistration: previous registration
Jan 18, 2012 to May 16, 2017factForm ADV
← LATOYA KRISHAWN MaddoxAdvisorregistration: previous registration
Feb 6, 2007 to May 4, 2017factForm ADV
← GORDON HISAO ASAHARAAdvisorregistration: previous registration
Jun 1, 2010 to Nov 30, 2015factForm ADV
← RICHARD DEAN PECOTTEAdvisorregistration: previous registration
Jun 28, 2005 to Jun 16, 2015factForm ADV
← MICHAEL MARK MCGREGORAdvisorregistration: previous registration
Jan 3, 2012 to May 29, 2015factForm ADV
← TERRENCE O'REILLY MORGANAdvisorregistration: previous registration
Apr 16, 2008 to Jan 7, 2014factForm ADV
← CASSIE LUE PERRYAdvisorregistration: previous registration
Apr 9, 2012 to Sep 13, 2013factForm ADV
← LINDSEY ANDREA VARDIAdvisorregistration: previous registration
Jan 28, 2011 to Mar 21, 2012factForm ADV
← JEFFREY ALLEN HEADRICKAdvisorregistration: previous registration
Jan 24, 2005 to Jan 26, 2012factForm ADV
and 11 more

Moved with (1)

→ CL WEALTH MANAGEMENT LLCRegistered adviser4 advisors, team lift out
Jun 13, 2017 to Aug 21, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d19d0f15-2faa-036a-dece-7309e87bd132
First observed: Nov 29, 2011
Last observed: Mar 31, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WILBANKS SECURITIES ADVISORY

AARON WILBANKS & ASSOCIATES, INC., CRD 118304

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d19d0f15-2faa-036a-dece-7309e87bd132

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WILBANKS, AARON, BRONELLE

PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER

yes

01/1996

Nov 29, 2011

Mar 31, 2017

WILBANKS, RANDALL, LEE

VICE PRESIDENT

yes

01/1996

Nov 29, 2011

Mar 31, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WILBANKS SECURITIES, INC.

n/a

yes

n/a

WILBANKS SECURITIES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Chandler

United States

n/a

Orlando

United States

n/a

BROKEN ARROW

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 31, 2017

$137M

$107M

n/a

2015

Mar 30, 2016

$121M

$93.0M

n/a

2014

Mar 31, 2015

$106M

$77.4M

n/a

2013

Mar 31, 2014

$137M

$73.0M

n/a

2012

Mar 28, 2013

$135M

$67.6M

n/a

2011

Mar 29, 2012

$99.3M

$59.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$137M

$121M

13.2%

$137M

0.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CL WEALTH MANAGEMENT LLC

Jun 13, 2017

Aug 21, 2017

OKLAHOMA CITY, OK

Team lift out

Other

22.2%