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Advisor at ALLWORTH FINANCIAL, L.P.
Orting, WA | FOLSOM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Jul 25, 2023 | n/a | yes | Orting, WA|FOLSOM, CA | Current employment |
| PAUL R. RIED FINANCIAL GROUP, LLC | Independent wealth | Aug 16, 2018 | Sep 13, 2022 | no | BELLEVUE, WA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Mar 28, 2018 | Sep 13, 2022 | no | BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | PAUL R. RIED FINANCIAL GROUP, LLC | Sep 13, 2022 | Aug 16, 2018 | -1,489 | Firm change after gap | Other |
| PAUL R. RIED FINANCIAL GROUP, LLC | ALLWORTH FINANCIAL, L.P. | Sep 13, 2022 | Jul 25, 2023 | 315 | Firm change | RIA to ibd |