This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ANDREW GARRETT, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 24, 2003earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Dec 24, 2003

First registration

Mar 5, 2009

Dual registered

yes, broker-dealer

IAPD individual key

4709587

• Occurred

  Jan 6, 2026
  Advisor changed firm

  Robert Nathan Schaffer left Ladenburg Thalmann Asset Management Inc for Andrew Garrett, Inc. (registered 2026-01-26)

  Form ADVobserved 6 days ago
• Occurred

  May 19, 2022
  Advisor changed firm

  Robert Nathan Schaffer left Andrew Garrett, Inc. for Ladenburg Thalmann Asset Management Inc (registered 2022-04-28)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e3aded9e-bfc5-bb6b-5b57-8f09c1ff33b4

First observed

Mar 5, 2009

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.