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CRD 305991
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN WILLIAMS NORTHRUP | Certified Financial Planner|Chartered Financial Analyst | BRISTOL, RI | 6 | 11 | 1 | no |
| Gregory Gage Avera | Certified Financial Planner | Reno, NV | BRISTOL, RI | 1 | 13 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| NORTHRUP, JOHN, WILLIAMS | MANAGING MEMBER / CCO | E | yes | 09/2019 | Jul 16, 2026 | Jul 16, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 2 |