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RIA / WealthAdvisorCertified Financial Planner14 years in industry

MICHAEL WALSH GORMAN

Advisor at BABB WEALTH ADVISORS LLC

FLAGSTAFF, AZ

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Search this name across graphsid dfx:ria:6b58f2ce-985c-a9fa-dc16-a03b449f0b68

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 21, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BABB WEALTH ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65
First exam: Dec 21, 2016
First registration: Dec 21, 2016
Dual registered: no
Other names: MIKE GORMAN|Michael W Gorman
IAPD individual key: 6737228

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BABB WEALTH ADVISORS LLC	Independent wealth	Jan 8, 2024	n/a	yes	FLAGSTAFF, AZ	Current employment
EXPERIENCE YOUR WEALTH, LLC	Independent wealth	Oct 17, 2022	Dec 1, 2023	no	Flagstaff, AZ\|BRISTOL, RI	Previous registration
Facet	Independent wealth	Oct 26, 2021	Nov 10, 2022	no	Flagstaff, AZ\|Denver, CO\|WEST PALM BEACH, FL	Previous registration
FORVIS MAZARS WEALTH ADVISORS, LLC	Independent wealth	Dec 21, 2016	Sep 30, 2021	no	Oakbrook Terrace, IL\|SPRINGFIELD, MO\|Chicago, IL\|Denver, CO\|Springfield, MO\|Kansas City, MO\|Chicago, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EXPERIENCE YOUR WEALTH, LLC	BABB WEALTH ADVISORS LLC	Dec 1, 2023	Jan 8, 2024	38	Firm change	RIA to RIA
Facet	EXPERIENCE YOUR WEALTH, LLC	Nov 10, 2022	Oct 17, 2022	-24	Firm change	RIA to RIA
FORVIS MAZARS WEALTH ADVISORS, LLC	Facet	Sep 30, 2021	Oct 26, 2021	26	Firm change	RIA to RIA

Relationships

Registered with (4)

→ BABB WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Jan 8, 2024 to presentfactForm ADV
→ EXPERIENCE YOUR WEALTH, LLCRegistered adviserregistration: previous registration
Oct 17, 2022 to Dec 1, 2023factForm ADV
→ FACETRegistered adviserregistration: previous registration
Oct 26, 2021 to Nov 10, 2022factForm ADV
→ FORVIS MAZARS WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 21, 2016 to Sep 30, 2021factForm ADV

Dated events

Occurred
Dec 1, 2023
Advisor changed firm
Michael Walsh Gorman left Experience Your Wealth, Llc for Babb Wealth Advisors Llc (registered 2024-01-08)
Form ADVobserved 3 days ago
Occurred
Nov 10, 2022
Advisor changed firm
Michael Walsh Gorman left Facet for Experience Your Wealth, Llc (registered 2022-10-17)
Form ADVobserved 3 days ago