DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at I••••••• A••••••• S•••••••• L••
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••• A••••••• S•••••••• L•• | Mixed wealth | May 13, 2026 | n/a | yes | MIAMI, FL | Current employment |
| F•••• I••••••••• L•• | Former SEC adviser | Oct 1, 2014 | Jan 2, 2015 | no | CORAL GABLES, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• I••••••••• L•• | I••••••• A••••••• S•••••••• L•• | Jan 2, 2015 | May 13, 2026 | 4,149 | Firm change after gap | Other |
| U•• F•••••••• S••••••• I••• | F•••• I••••••••• L•• | May 20, 2013 | Oct 1, 2014 |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jan 1, 2010 | May 20, 2013 | no | MIAMI, FL|WEEHAWKEN, NJ | Previous registration |
| U•• I••••••••• I••• | n/a | Nov 27, 2006 | Jan 1, 2010 | no | NEW YORK, NY|NEW YORK, NY|MIAMI, FL|CORAL GABLES, FL | Previous registration |
| 499 |
| Firm change after gap |
| Other |
| U•• I••••••••• I••• | U•• F•••••••• S••••••• I••• | Jan 1, 2010 | Jan 1, 2010 | 0 | Bulk transfer | Other |