RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• M• G••••••••
- I••••••• A••••••• S•••••••• L•• mixed wealth currentsince May 13, 2026 · Miami, Fl
- F•••• I••••••••• L•• formerOct 1, 2014 to Jan 2, 2015 · Coral Gables, Fl
- U•• F•••••••• S••••••• I••• wirehouseJan 1, 2010 to May 20, 2013 · Miami, Fl
- U•• I••••••••• I••• unclassifiedNov 27, 2006 to Jan 1, 2010 · New York, Ny
- F•••• I••••••••• L•• to I••••••• A••••••• S•••••••• L••left Jan 2, 2015, registered May 13, 2026 (4149 days) · Other
- U•• F•••••••• S••••••• I••• to F•••• I••••••••• L••left May 20, 2013, registered Oct 1, 2014 (499 days) · Other
- U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address