DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at ••••••••
Boca Raton, FL | Clayton, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| •••••••• | Independent wealth | Oct 31, 2025 | n/a | yes | Boca Raton, FL|Clayton, MO | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Sep 16, 2016 | Nov 5, 2025 | no | FORT COLLINS, CO|GREELEY, CO|LOVELAND, CO|BOCA RATON, FL|BOCA RATON, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | •••••••• | Nov 5, 2025 | Oct 31, 2025 | -5 | Firm change | Wirehouse to RIA |
| R•• C•••••• M••••••• L•• | W•••• F•••• A••••••• | Sep 13, 2016 | Sep 16, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:3767:FL:2025-11-04 | Nov 5, 2025 | Oct 31, 2025 | BOCA RATON, FL | Firm change |
| R•• C•••••• M••••••• L•• | National bd RIA | May 11, 2016 | Sep 13, 2016 | no | DENVER, CO | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jan 27, 2014 | May 14, 2015 | no | WINDOM, MN|Kearney, NE|Bismarck, ND | Previous registration |
| Firm change |
| Ibd to wirehouse |
| A••••••••• F•••••••• S•••••••• L•• | R•• C•••••• M••••••• L•• | May 14, 2015 | May 11, 2016 | 363 | Firm change | Ibd to ibd |