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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

KOREA INVESTMENT MANAGEMENT CO., LTD.

CRD 173361

SEOUL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3dea0f3-e3c1-26dc-129e-af3e1b3be58a

Data as of Sep 8, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 2
Observed: Nov 19, 2014 to Sep 8, 2021
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Korea Investment Management Co., Ltd.

Intermediary · shared crd

Allocatorsidentity

Korea Investment Management Co., Ltd.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $58BItem 5.F on the latest filing (2021-09-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $58B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 266
Advisory employees: 119
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,481
Individual clients: 0
High net worth clients: 0
SEC number: 801-80643
CRD: 173361
Filings on the tape: 22
First filed: Nov 19, 2014
Latest filed: Sep 8, 2021
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHO, HONG RAE	CHIEF EXECUTIVE OFFICER	Na	yes	01/2015	Jan 23, 2015	Sep 8, 2021
KIM, BYEONG MO	CHIEF MARKETING OFFICER	Na	yes	01/2016	Mar 17, 2016	Sep 8, 2021
KOREA INVESTMENT & SECURITIES CO., LTD	Owner	E	yes	07/2012	Nov 19, 2014	Sep 8, 2021
KOREA INVESTMENT HOLDING LTD.	Owner	E	yes	03/2005	Nov 19, 2014	Sep 8, 2021
Lee, Seok Ro	CHIEF OPERATING OFFICER	Na	yes	01/2017	Mar 29, 2017	Sep 8, 2021
Park, Gyung Jong	CHIEF COMPLIANCE OFFICER	Na	yes	01/2021	Feb 25, 2021	Sep 8, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KOREA INVESTMENT VALUE ASSET MANAGEMENT CO., LTD.	n/a	Former SEC adviser	$3.6B	N	yes	n/a
KIARA ADVISORS	n/a	n/a	n/a	N	yes	n/a
KOREA INVESTMENT AND SECURITIES, LTD.	n/a	n/a	n/a	Y	yes	n/a
KOREA INVESTMENT CAPITAL	n/a	n/a	n/a	N	yes	n/a
KOREA INVESTMENT MUTUAL SAVINGS BANK	n/a	n/a	n/a	N	yes	n/a
KOREA INVESTMENT PARTNERS	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
HO CHI MINH CITY	n/a	Vietnam	9	no
Shanghai	n/a	China	7	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Feb 25, 2021	$58B	$58B	266	119	2	n/a	n/a
2019	Mar 13, 2020	$44B	$44B	266	93	2	n/a	n/a
2018	Mar 27, 2019	$41B	$0	263	121	2	n/a	n/a
2017	Mar 29, 2018	$35B	$35B	260	134	2	n/a	n/a
2016	Mar 29, 2017	$32B	$32B	243	132	n/a	n/a	n/a
2015	Mar 17, 2016	$30B	$30B	247	124	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$58B	$44B	31.0%	$35B	18.7%	266	266	2	2

Relationships

Affiliated with (2)

→ KOREA INVESTMENT VALUE ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← KOREA INVESTMENT VALUE ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← CHO, HONG RAEOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jan 23, 2015 to presentfactForm ADV
← KIM, BYEONG MOOwnerCHIEF MARKETING OFFICER, ownership code NA, individual
Mar 17, 2016 to presentfactForm ADV
← Lee, Seok RoOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 29, 2017 to presentfactForm ADV
← Park, Gyung JongOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 25, 2021 to presentfactForm ADV
← KOREA INVESTMENT & SECURITIES CO., LTDOwnerOWNER, ownership code E, foreign entity
Nov 19, 2014 to presentfactForm ADV
← KOREA INVESTMENT HOLDING LTD.OwnerOWNER, ownership code E, foreign entity
Nov 19, 2014 to presentfactForm ADV

Dated events

Occurred
Feb 25, 2021
Regulatory AUM changed
Korea Investment Management Co., Ltd. reported RAUM $58.3B, up 31% from $44.5B (2020-12-03 to 2021-02-25)
Form ADVobserved 4 days ago
$13.8B
Occurred
Feb 25, 2021
Control person left
Hae Man Yang (Chief Investment Officer) no longer on Schedule A of Korea Investment Management Co., Ltd. (listed 2020-12-03, absent 2021-02-25)
Form ADVobserved 4 days ago
Occurred
Feb 25, 2021
Control person left
In Hee Choi (Chief Compliance Officer) no longer on Schedule A of Korea Investment Management Co., Ltd. (listed 2020-12-03, absent 2021-02-25)
Form ADVobserved 4 days ago
Occurred
Feb 25, 2021
Control person joined
Gyung Jong Park (Chief Compliance Officer) appeared on Schedule A of Korea Investment Management Co., Ltd.
Form ADVobserved 4 days ago
Occurred
Nov 19, 2014
First Form ADV filing
Korea Investment Management Co., Ltd. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3dea0f3-e3c1-26dc-129e-af3e1b3be58a
First observed: Nov 19, 2014
Last observed: Sep 8, 2021 61 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KOREA INVESTMENT MANAGEMENT CO., LTD.

CRD 173361

SEOUL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3dea0f3-e3c1-26dc-129e-af3e1b3be58a

Data as of Sep 8, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHO, HONG RAE

CHIEF EXECUTIVE OFFICER

yes

01/2015

Jan 23, 2015

Sep 8, 2021

KIM, BYEONG MO

CHIEF MARKETING OFFICER

yes

01/2016

Mar 17, 2016

Sep 8, 2021

KOREA INVESTMENT & SECURITIES CO., LTD

Owner

yes

07/2012

Nov 19, 2014

Sep 8, 2021

KOREA INVESTMENT HOLDING LTD.

Owner

yes

03/2005

Nov 19, 2014

Sep 8, 2021

Lee, Seok Ro

CHIEF OPERATING OFFICER

yes

01/2017

Mar 29, 2017

Sep 8, 2021

Park, Gyung Jong

CHIEF COMPLIANCE OFFICER

yes

01/2021

Feb 25, 2021

Sep 8, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KOREA INVESTMENT VALUE ASSET MANAGEMENT CO., LTD.

n/a

Former SEC adviser

$3.6B

yes

n/a

KIARA ADVISORS

n/a

yes

n/a

KOREA INVESTMENT AND SECURITIES, LTD.

n/a

yes

n/a

KOREA INVESTMENT CAPITAL

n/a

yes

n/a

KOREA INVESTMENT MUTUAL SAVINGS BANK

n/a

yes

n/a

KOREA INVESTMENT PARTNERS

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

HO CHI MINH CITY

n/a

Vietnam

Shanghai

n/a

China

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Feb 25, 2021

$58B

266

119

n/a

2019

Mar 13, 2020

$44B

266

n/a

2018

Mar 27, 2019

$41B

263

121

n/a

2017

Mar 29, 2018

$35B

260

134

n/a

2016

Mar 29, 2017

$32B

243

132

n/a

2015

Mar 17, 2016

$30B

247

124

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$58B

$44B

31.0%

$35B

18.7%

266