DFX Intelligence

K•••• I••••••••• V•••• A•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

K•••• I••••••••• V•••• A•••• M•••••••••

K•••• I••••••••• V•••• A•••• M••••••••• CO., LTD., CRD 173365

SEOUL

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Search this name across graphsid dfx:ria:a3a42b3d-8b54-f047-f25c-c09d2658b4ae

Data as of Mar 27, 2019 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 17, 2014 to Mar 27, 2019
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.6B••• Locked
Discretionary RAUM: $3.6B
Private client RAUM: $6.6Mderived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 55

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••• I••••••••• H••••••• C••• L•••	Owner	E	yes	03/2005	Dec 17, 2014	Mar 27, 2019
K•••• I••••••••• • S••••••••• C••• L•••	Owner	E	yes	07/2012	Dec 17, 2014	Mar 27, 2019

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K•••• I••••••••• M••••••••• C••• L•••	n/a	Former SEC adviser	$58B	N	yes	n/a
K•••• B•••	n/a	n/a	n/a	N	yes	n/a
K•••• A••••••• P••• L•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$3.6B	$4.6B	-21.1%	$5.0B	-10.1%	55	54	0	0

Relationships

Affiliated with (2)

← K•••• I••••••••• M••••••••• C••• L•••Registered adviserother investment adviser, common control
factForm ADV
→ K•••• I••••••••• M••••••••• C••• L•••Registered adviserother investment adviser, common control
factForm ADV

Controls (4)

← L••• C••••••OwnerCHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER, ownership code NA, individual
Dec 17, 2014 to presentfactForm ADV
← L••• K•••••••Owner

Dated events

Occurred
Dec 17, 2014
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3a42b3d-8b54-f047-f25c-c09d2658b4ae
First observed: Dec 17, 2014
Last observed: Mar 27, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.