This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 11, 2006earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

5derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S63|S66

First exam

Aug 11, 2006

First registration

Aug 14, 2006

Dual registered

yes, broker-dealer

Other names

MARK LO|MIKE LO|MIKE RONG HUI LO

IAPD individual key

5086490

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e3e18ef9-e413-6b75-73e1-1f2c1815c0cc

First observed

Aug 14, 2006

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.