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Advisor at P••••••
SHELTON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••• | Mixed wealth | Jul 31, 2017 | n/a | yes | SHELTON, CT | Current employment |
| P•••••• I••••••••• P•••••••• L•• | Former SEC adviser | Jun 25, 2020 | Dec 31, 2021 | no | SHELTON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• I••••••••• P•••••••• L•• | n/a | Dec 31, 2021 | n/a | n/a | Departure no registered destination | Departure |
| U•• F•••••••• S••••••• I••• | P•••••• | Jul 6, 2017 | Jul 31, 2017 | 25 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:288239:CT:2017-06-28 | Jul 6, 2017 | Jul 31, 2017 | STAMFORD, CT | Firm change |
| U•• F•••••••• S••••••• I••• |
| Wirehouse |
| Sep 8, 2015 |
| Jul 6, 2017 |
| no |
| STAMFORD, CT |
| Previous registration |
| Wirehouse to new firm |