DFX Intelligence

B•••• T••••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

B•••• T••••• P•••••••••

Advisor at O•••• W•••••• I•••

ALLENTOWN, PA

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Search this name across graphsid dfx:ria:e3ea3302-752c-fc7a-ba4d-320c052de930

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 23, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Nov 28, 2023	n/a	yes	ALLENTOWN, PA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 5, 2016	Dec 7, 2023	no	ALLENTOWN, PA\|ALLENTOWN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	O•••• W•••••• I•••	Dec 7, 2023	Nov 28, 2023	-9	Firm change	Wirehouse to ibd
E•••••••• A•••••••• L••	W•••• F•••• A•••••••	Jan 11, 2010	Mar 29, 2011

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Nov 28, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 5, 2016 to Dec 7, 2023factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 27, 2006 to Jan 11, 2010factForm ADV
→ M••••• S•••••• D• I•••Registered adviser

Dated events

Occurred
Dec 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3ea3302-752c-fc7a-ba4d-320c052de930
First observed: Jul 26, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.