B•••• T••••• P•••••••••

• O•••• W•••••• I••• BD affiliated current
  since Nov 28, 2023 · Allentown, Pa
• W•••• F•••• A••••••• wirehouse
  Jul 5, 2016 to Dec 7, 2023 · Allentown, Pa
• W•••• F•••• A••••••• wirehouse
  Mar 29, 2011 to May 15, 2014 · Allentown, Pa
• E•••••••• A•••••••• L•• national BD
  Jan 27, 2006 to Jan 11, 2010 · Bethlehem, Pa
• M••••• S•••••• D• I••• unclassified
  Jul 26, 2004 to Dec 12, 2005 · Rockaway, Nj

• W•••• F•••• A••••••• to O•••• W•••••• I•••
  left Dec 7, 2023, registered Nov 28, 2023 (-9 days) · Wirehouse to affiliated broker-dealer or bank
• E•••••••• A•••••••• L•• to W•••• F•••• A•••••••
  left Jan 11, 2010, registered Mar 29, 2011 (442 days) · Affiliated broker-dealer or bank to wirehouse
• M••••• S•••••• D• I••• to E•••••••• A•••••••• L••
  left Dec 12, 2005, registered Jan 27, 2006 (46 days) · Other

• ••• Locked
  Dec 7, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address