DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

SCOTT THOMAS SARGENT

Advisor at &PARTNERS

Dana Point, CA | Clayton, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3ec9e04-827e-d80a-d538-1036245031c8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 2, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: &PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jul 29, 1994
First registration: Nov 2, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 2499719

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
&partners	Independent wealth	Jun 17, 2026	n/a	yes	Clayton, MO\|Dana Point, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Apr 30, 2010	Jun 24, 2026	no	NEWPORT BEACH, CA\|LAGUNA BEACH, CA\|LAGUNA NIGUEL, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 11, 2010	no	IRVINE, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	IRVINE, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 2, 1998	Apr 2, 2007	no	IRVINE, CA\|IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	&partners	Jun 24, 2026	Jun 17, 2026	-7	Firm change	Wirehouse to RIA
MORGAN STANLEY	WELLS FARGO ADVISORS	May 11, 2010	Apr 30, 2010	-11	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:3767:CA:2026-06-24	Jun 24, 2026	Jun 17, 2026	LAGUNA NIGUEL, CA	Firm change

Relationships

Registered with (5)

→ &PARTNERSRegistered adviserregistration: current employment
Jun 17, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 30, 2010 to Jun 24, 2026factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 11, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 2, 1998 to Apr 2, 2007factForm ADV

Dated events

Occurred
Jun 24, 2026
Advisor changed firm
Scott Thomas Sargent left Wells Fargo Advisors for &Partners (registered 2026-06-17)
Form ADVobserved 6 days ago