DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Thomas Sargent
Certified Financial Planner
Feed of 09/15/2026
At current firm
0 y
since Jun 17, 2026
In the industry
32 y
since Jul 29, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- &Partners independent RIA currentsince Jun 17, 2026 · Clayton, Mo
- Wells Fargo Advisors wirehouseApr 30, 2010 to Jun 24, 2026 · Newport Beach, Ca
- Morgan Stanley wirehouseJun 1, 2009 to May 11, 2010 · Irvine, Ca
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jun 1, 2009 · Irvine, Ca
- Morgan Stanley Dw Inc. unclassifiedNov 2, 1998 to Apr 2, 2007 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to &Partnersleft Jun 24, 2026, registered Jun 17, 2026 (-7 days) · Wirehouse to independent RIA · moved with a team
- Morgan Stanley to Wells Fargo Advisorsleft May 11, 2010, registered Apr 30, 2010 (-11 days) · Wirehouse to wirehouse
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- Scott Thomas Sargent left Wells Fargo Advisors for &Partners (registered 2026-06-17)Jun 24, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address