DFX Intelligence

R••• T••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

R••• T••••• K••••

Advisor at C•••••••

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3ef58a8-6a38-9948-7105-7a3579d1e112

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 21, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Oct 16, 2023	n/a	yes	INDIANAPOLIS, IN	Current employment
C••••• C•••••• A•••••••• L••	Former SEC adviser	Mar 29, 2021	Aug 9, 2024	no	INDIANAPOLIS, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• C•••••• A•••••••• L••	C•••••••	Aug 9, 2024	Oct 16, 2023	-298	Firm change after gap	Other
C•••••• S••••• • C••• I•••	C••••• C•••••• A•••••••• L••	Mar 23, 2021	Mar 29, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
135118:175112:IN:2024-08-09	Aug 9, 2024	Oct 16, 2023	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (3)

→ C•••••••Registered adviserregistration: current employment
Oct 16, 2023 to presentfactForm ADV
→ C••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 29, 2021 to Aug 9, 2024factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Dec 21, 2020 to Mar 23, 2021factForm ADV

Dated events

Occurred
Aug 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3ef58a8-6a38-9948-7105-7a3579d1e112
First observed: Dec 21, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.