DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
BOCA RATON, FL | MASHPEE , MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 3, 2025 | n/a | yes | BOCA RATON, FL|MASHPEE , MA | Current employment |
| MORGAN STANLEY | Wirehouse | Feb 19, 2016 | Sep 25, 2025 | no | Mashpee, MA|Wellesley, MA|BOCA RATON, FL|BOCA RATON, FL|Boca Raton, FL|Boston, MA|Boston, MA|Boston, MA|Mashpee, MA|Mashpee, MA|Mashpee, MA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2008 | Feb 22, 2016 | no | BOCA RATON, FL|WELLESLEY HILLS, MA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Dec 17, 2002 | Oct 22, 2004 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Sep 25, 2025 | Sep 3, 2025 | -22 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Feb 22, 2016 | Feb 19, 2016 | -3 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY DW INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 22, 2004 | Oct 23, 2008 | 1,462 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:MA:2016-02-22 | Feb 22, 2016 | Feb 19, 2016 | WELLESLEY HILLS, MA | Firm change |