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Advisor at VALIC FINANCIAL ADVISORS, INC.
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jun 1, 2026 | n/a | yes | AUSTIN, TX | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 8, 2022 | Mar 14, 2025 | no | RICHARDSON, TX|Dallas, TX | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | May 21, 2021 | Apr 29, 2022 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | VALIC FINANCIAL ADVISORS, INC. | Mar 14, 2025 | Jun 1, 2026 | 444 | Firm change after gap | Ibd to ibd |
| PRINCIPAL SECURITIES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Apr 29, 2022 | Jun 8, 2022 | 40 | Firm change | Ibd to ibd |