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S•••••• N••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

S•••••• N••••• B••••••

Advisor at T••••• A••••••• S•••••••• I•••

NEW YORK, NY

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Search this name across graphsid dfx:ria:e3fe6262-01a4-73f1-9337-36c8526e0ccb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Jul 20, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••••• N••••• B••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 20, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jul 29, 2021	n/a	yes	NEW YORK, NY	Current employment
G•• A••••••• S•••••••• L••	Asset manager	May 5, 2017	Dec 31, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G•• A••••••• S•••••••• L••	T••••• A••••••• S•••••••• I•••	Dec 31, 2017	Jul 29, 2021	1,306	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	G•• A••••••• S•••••••• L••	May 15, 2015

Relationships

Registered with (4)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Jul 29, 2021 to presentfactForm ADV
→ G•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
May 5, 2017 to Dec 31, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 20, 2011 to May 15, 2015factForm ADV
→ C•• C••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3fe6262-01a4-73f1-9337-36c8526e0ccb
First observed: Jul 20, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.